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Research Article

The acquisition of the verbal passive: The role of verb type

Received 18 Apr 2023, Accepted 09 Mar 2024, Published online: 26 Apr 2024

ABSTRACT

This study examines the comprehension of verbal passives by children acquiring European Portuguese, in particular with respect to the predictions of the Universal Phase Requirement (UPR) and the Universal Freezing Hypothesis (UFH) regarding children’s performance with different types of predicates. Both hypotheses entail the prediction that children perform better with passives of predicates that encode a result state, either because they tend to make better adjectival passives or because they have a complex event structure. Moreover, the UPR predicts poorer performance with long passives (i.e., those with a by-phrase) than with short passives, to the extent that construing an adjectival interpretation is more difficult when a by-phrase is present; the UFH predicts no difference between the two. Portuguese-speaking children between the ages of 3 and 8 years were tested on their comprehension of verbal passives of non-actional predicates and actional predicates with or without a result state, using two sentence-picture matching tasks. The results do not entirely fulfill the predictions of the UPR and the UFH: we replicate the delay seen in English with non-actional predicates, but no effect of the result state is seen in the case of actional predicates. We propose that the relevant aspectual property of the passivized predicate may be affectedness rather than the availability of a result state.

1. Introduction

Children acquiring languages such as English (Hayhurst Citation1967; Horgan Citation1975, Citation1978; Turner & Rommetveit Citation1967; Sudhalter & Braine Citation1985; Hirsch & Wexler Citation2006; a.o.), Greek (Driva & Terzi Citation2007), Catalan (Cunill Citation2012, Gavarró & Parramon Citation2017), Spanish (Oliva & Wexler Citation2018), Italian (Volpato et al. Citation2016), and European Portuguese (Estrela Citation2013) seem to be delayed in their comprehension of the verbal passive. This delay is modulated by predicate semantics: Maratsos et al. (Citation1985) found that English-speaking children up to school age showed significantly better comprehension of passives of actional verbs, such as hold (1a), than passives of non-actional verbs, such as like (1b). The examples are from Maratsos et al. (Citation1985:170). In other words, children at the age of 3-4 years seem to comprehend passives of actional verbs, namely physical action verbs, but not passives of non-actional, or psychological, verbs, those in which the underlying object is somehow perceived, cognized, or emotionally experienced by the underlying subject (Maratsos et al. Citation1985:189).

In this paper we consider the acquisition of the passives of European Portuguese, in particular the question of the verb type asymmetry. The contrast in comprehension of the verb types illustrated in (1) has been attributed to either syntactic or semantic constraints on the passive in child grammar. Maratsos et al. (Citation1985) proposed that children’s passives are restricted to verbs that are high in “semantic transitivity” (Hopper & Thompson Citation1980). This concept denotes a cluster of properties of the event described by the verb and its arguments: highly transitive verbs have properties such as kinesis, change of state, and intentionality, and highly transitive objects are affected or changed by the event, definite and inanimate, among other properties. A sentence such as (2a) is very high in semantic transitivity; a sentence such as (2b) is lower, but still presents some properties of semantic transitivity, such as an affected object, and definite subject and object; and a sentence such as (2c) is lower still in transitivity, as it does not involve any movement, change, intention, or affectedness of the object. Physical contact verbs, such as kick and bump, which may not have a lasting effect on the object, nonetheless are high in semantic transitivity, as they involve kinesis and direct contact during the event (2d). If children hypothesize that the English passive is constrained by semantic transitivity, then they will restrict passivization to verbs like hit and wash, which are highly transitive in this sense, and fail to generalize passivization to verbs like see and remember.

In the same vein, Pinker et al. (Citation1987) and Pinker (Citation1989, Citation2013) argued that, given learnability principles, it is reasonable to suggest that children initially assume that the language they are learning allows only passives of actional (Agent-Patient) verbs. Typological work has shown that, if a language has passives, it has passives of typical transitive actional verbs (those with Agent external arguments and Patient internal arguments) without a by-phrase (Keenan Citation1985, Keenan & Dryer, Citation2007). This seems to be the most unmarked and widespread type of passive, and in some languages it is the only type of passive available. Outside this core of actional verbs, languages vary widely as to the types of predicates that may passivize. Children may initially hypothesize that the language they are acquiring allows verbal passives with a more restricted set of verbs, thus avoiding an overgeneralization from which it would be difficult to retreat, in the absence of negative evidence. In the case of languages such as English and Portuguese, which allow passives of non-actional verbs such as see and hear, children would then generalize passivization to a wider set of verbs or verb classes, in accordance with positive evidence in the linguistic input.

Two influential accounts of the acquisition of the passive include the Universal Phase Requirement (UPR; Wexler, Citation2004) and the Universal Freezing Hypothesis (UFH; Hyams & Snyder Citation2005, Snyder & Hyams Citation2015). The two accounts have some intricate details that are worth reviewing.

The UPR rests on the assumption that the verbal passive involves vdef, which does not select an external argument and does not define a phase, as opposed to the phasal v of transitives and unergatives (Chomsky Citation1999). Under UPR, children have the adult v*, a v head that selects an external argument and defines a phase, but they do not have vdef, a v head that does not select an external argument and, crucially, does not define a phase. Instead, the child has v*def, a v head that does not select an external argument but defines a phase, thus, by the Phase Impenetrability Condition, the internal argument is inaccessible to the higher phase and cannot move to T. In this case, the derivation crashes, as T remains with uninterpretable features—its phi-features have not been deleted under Agree with the internal argument and the EPP feature has not been deleted via Move. Hence, under UPR, verbal passives are represented as non-convergent. Around the age of 6, vdef becomes available due to maturation, and from that moment on children can interpret verbal passives in an adult manner.

However, English-speaking children perform well with actional passives from the age of 3 years. Wexler (Citation2004), following Borer & Wexler (Citation1987), assumed that this is due to the homophony of these strings with adjectival passives (3). Borer & Wexler (Citation1987) argued that, in general, actional verbs make good adjectival participles, whereas non-actional verbs do not (cf. Weinberg Citation1987). They claimed that young English-speaking children interpret passives of actional verbs as adjectival, an option that is not available for passives of non-actional verbs.

Hirsch & Wexler (Citation2006), noting that some actional verbs, namely those without a target state (i.e., those that do not encode a state that can be ascribed to the internal argument resulting from an event) make poorer adjectival participles (e.g., ???a held letter), suggested that children’s adjectival passives are resultative (Embick Citation2004). The predictions are clear: children perform well with passives of actional verbs with a target state, whereas passives of non-actional verbs or actional verbs without a target state elicit poorer performance. Indeed, the authors noted that psychological verbs tend not to involve a target state (Hirsch & Wexler Citation2006).Footnote1 Subsequent work extended the adjectival interpretation proposal to Catalan (Gavarró & Parramon Citation2017) and Spanish (Oliva & Wexler Citation2018), despite the difference observed in those languages in auxiliary selection between verbal and adjectival passives: in both languages, verbal passives take ser and adjectival passives take estar. In addition, under Oliva & Wexler’s (Citation2018) formulation, the UPR predicts poorer performance with long passives than with short passives, to the extent that construing an adjectival interpretation is more difficult when a by-phrase is present.

The UFH (Hyams & Snyder Citation2005, Snyder & Hyams Citation2015), however, rests on the Semantic Smuggling account of the passive (Gehrke & Grillo Citation2007, Citation2009, building on Collins Citation2005). The external theta-role of the passivized verb is assigned to Spec of vP, as in the case of an active structure, whether the by-phrase is pronounced or not. In the latter case, the external argument would be a null element (Collins Citation2005). Hence, in the derivation of a passive, the underlying object must always move across the external argument, which would violate minimality (Chomsky Citation1995; Rizzi Citation1990, Citation2004). Thus, the internal argument is “smuggled” within the phrase containing the main verb (PartP), past the external argument in Spec, vP, to a higher position, that is, Spec, VoiceP (Collins Citation2005). This places the internal argument in a position from which it can move to Spec, TP, an operation that is motivated by Case-checking. Crucially, this proposal relies on the assumption that the Freezing Principle, formulated by Müller (Citation1998:124) as in (4), fails to apply in certain environments.

Gehrke & Grillo (Citation2007, Citation2009) modified this proposal with the aim of motivating Smuggling via a semantic requirement, building on Travis’ (2020) theory of event structure – a typical actional verb projects a VP1, which expresses a causing sub-event and introduces the external argument, and a VP2, which expresses a consequent sub-eventuality and introduces the internal argument. In the passive, the internal argument is “smuggled” within VP2 past the external argument in VP1. A semantic requirement, perhaps an aboutness feature (Rizzi Citation2006, Rizzi & Shlonsky Citation2007), singles out the consequent state and assigns it a feature that triggers movement of VP2 to Spec of VoiceP, where Voice situates the event time of the clause within the consequent state sub-eventuality. Thus, under this account, passivization verbs are those that involve a BECOME predicate (Dowty Citation1979), that is, accomplishments and achievements. As noted by Gehrke & Grillo (Citation2009), event types containing BECOME are associated with change-of-state predicates. However, some states may also passivize. These do not involve BECOME, and do not have a complex, decomposable event structure. Gehrke & Grillo (Citation2009) argued that a state can passivize via semantic coercion if it can be re-interpreted as the consequent state of an event, a reading that may be derived by a type shift operation from state to achievement, which adds a BECOME component (for a critical discussion of this proposal, see Lima Júnior & Augusto Citation2015).

Snyder & Hyams (Citation2015) claimed that children differ from adults in that they do not allow any exceptions to the Freezing Principle and therefore do not have recourse to Smuggling, hence the external argument blocks movement of the internal argument to subject position in the verbal passive.Footnote2 They suggested that Smuggling becomes maturationally available around age 4, and the child then becomes fully adult-like in her ability to comprehend and produce short and long passives of actional verbs, with no difference in performance between the two. The later acquisition of non-actional passives is explained by the need of semantic coercion, which becomes available around age 6, by another maturational event. The child may then smuggle the internal argument of a non-actional verb. At this point, she becomes adult-like in her ability to comprehend and produce short and long passives of non-actional verbs.

Recent research has further stressed the contribution of the lexical semantic features of the main verb for children’s performance with the passive. Nguyen & Pearl (Citation2021) suggested that the acquisition of the verbal passive in English progresses through five different lexical-semantic profiles of verbs, which conglomerate a set of semantic features – indeed, their proposal shares similarities with earlier accounts by Maratsos et al. (Citation1985) and Pinker et al. (Citation1987). Profile 1 verbs are actional, agent-patient verbs denoting volitional actions and with an affected object (e.g., carry, chase and fix). Profile 5 verbs, on the other end, are stative, subject-experiencer verbs denoting non-volitional actions and with an unaffected object (e.g., hate). The authors tested English-speaking 4-year-olds on passives of verbs fitting these profiles and found that they performed significantly above-chance for Profile 1, 2 and 3 verbs, but were indeed no different than chance for Profile 4 and 5 verbs.

In an attempt to capture these and previous observations, Aravind & Koring (Citation2023) suggested that the issue lies in the syntax of experiencer constructions. Noting that “most previous accounts of passive acquisition take either the non-actionals or the actionals as the true indicator of competence and attempt to explain away the other” (Aravind & Koring Citation2023:80), and that the verbs that are latest-acquired in Nguyen & Pearl’s (Citation2021) study are those with subject-experiencers, they sought to explain this asymmetry by proposing that children initially misanalyse transitive subject-experiencer constructions as unaccusatives, which cannot passivize. Moreover, they argued against both the UPR and the UFH, as well as against semantic restriction accounts, on conceptual and empirical grounds. We consider that semantic restrictions are not necessarily in conflict with the UPR or the UFH, and may also be compatible with a syntactic misanalysis account such as the one proposed by Aravind & Koring (Citation2023). In other words, the semantics of transitiveness points towards a transitive syntactic account, and young children may employ it when analyzing and interpreting verbal passives. Thus, there would be a facilitating effect of the semantics of transitiveness in the case of highly transitive verbs (e.g., actionality, kinesis, or affectedness of the internal object). In the next section we specify how our experimental work on European Portuguese taps on these issues.

2. Hypotheses and predictions

This study comprises two experiments that compare the comprehension of the verbal passive in Portuguese-speaking children between the ages of 3 and 8 years, controlling for verb type—in the first experiment, actional with a target-state versus non-actional (subject experiencer), and, in the second experiment, actional with a target-state versus actional without a target-state—and presence or absence of the by-phrase.

As in Catalan and Spanish, in Portuguese there is no strict homophony between verbal and adjectival passives, as they select for different auxiliaries. In addition, Portuguese presents a morphosyntactic distinction between adjectival passives with resultative and stative participles (Duarte & Oliveira Citation2010, building on Embick Citation2004). That is, Portuguese shows a three-way distinction among verbal and adjectival passives in the form of auxiliary selection, reflecting the tripartite typology of participles proposed for English by Embick (Citation2004): ser is associated with verbal (eventive) participles (5a), ficar with resultative adjectival participles (5b), and estar with stative adjectival participles (5c).

The UPR predicts good performance with short passives of actional verbs with a target-state before the age of 6 years, as these make good adjectival participles. Passive delay is expected with subject experiencer verbs and, if we assume Hirsch & Wexler’s (Citation2006) account of child passives, with actional verbs without a target-state. Similarly, the UFH predicts poor performance with passives of subject experiencer verbs. In addition, if understood in light of an account such as Gehrke & Grillo’s (Citation2009), it would predict poor performance with passives of actional verbs without a target-state (since they would require semantic coercion), thus extending the predictions spelled out by Snyder & Hyams (Citation2015) for non-actionals. The same hypothesis predicts good performance with passives of target-state actional verbs from the age of 4 years. The two hypotheses differ with regard to long passives of actional verbs with a target-state: the UFH predicts no significant differences between short and long passives, whereas the UPR allows for poorer performance with long passives, as the by-phrase is generally incompatible with the adjectival passive (Oliva & Wexler Citation2018).

Regarding verb type asymmetries, for the UPR, the relevant contrast is between verbs that form good adjectival participles (telic predicates, i.e., accomplishments and achievements) and verbs that do not (atelic predicates, i.e., states and activities). For the UFH the relevant contrast is between predicates that have a complex, bi-eventive structure with a cause sub-event and a result state sub-eventuality (change-of-state verbs, i.e., accomplishments and achievements) and predicates that have a simple event structure (states and activities).Footnote3 In this case, the two hypotheses result in equivalent predictions, even though the motivation is different.

In the present study, two sentence-picture matching tasks were designed to test children’s comprehension of the verbal passive. Experiment 1 contrasted typical actional verbs and subject experiencer verbs in verbal passives with and without by-phrases. Experiment 2 tested the prediction that children obtain better performance on passives of telic actional verbs than on passives of atelic actional verbs. It followed the same design that was used in Experiment 1, except that where Experiment 1 tested non-actional, subject experiencer verbs (perception verbs in particular), Experiment 2 tested atelic actional verbs. None of the participants in Experiment 1 were tested on Experiment 2.

3. Experiment 1

3.1. Method

3.1.1. Participants

Experiment 1 was carried out with 152 children between the ages of 3 and 8 years (see ). All the children were monolingual speakers of EP. Following Maratsos et al. (Citation1985) and Hirsch (Citation2011), active sentences were used as attentional controls. In order to be included in the data analysis, the child had to correctly answer at least three out of the four active control items with each predicate type. Five children (four 3-year-olds and one 5-year-old) did not meet this inclusion criterion. We report results for the remaining 147 children. A control group of 20 adults was also tested.

Table 1. Experiment 1.

3.1.2. Materials

The experiment followed a factorial design that tested passives crossing predicate type (actional vs. perception) and absence/presence of the by-phrase, that is, length (short vs. long passives). This resulted in four conditions testing passives. In addition, and as previously mentioned, active sentences were used as a control condition: there were two conditions testing active structures, one for each predicate type. Each of the resulting six conditions was tested by using two different verbs: each condition comprised four items, two for each verb, for a total of 24 items in the experiment. Two warm up items, actives with the verb dar “give,” were presented at the beginning of the task. The conditions and verbs tested in Experiment 1 are summarized in .

Table 2. Experiment 1: Conditions.

The characters used in the test materials were two siblings (a boy and a girl) and their parents, uncles and grandparents. All the characters were clearly differentiated and were introduced to the child at the beginning of the experiment, using a picture that represented them side by side, as shown in .

Figure 1. Characters used in Experiments 1 and 2.

Figure 1. Characters used in Experiments 1 and 2.

All long passive, active and warm up items were semantically reversible. In the short passive items, all characters could stand for the Theme or the Agent, in the case of actional verbs, or the Theme and the Experiencer, in the case of perception verbs. Given that EP shows participle agreement in gender and number, we decided that all the characters in each item should have the same gender. Half the items had female characters and the other half had male characters (see in the Appendix for the full list of stimulus sentences).

Each item was presented alongside two pictures: the matching picture represented the adult reading, and the mismatching picture the theta-role reversal reading. In the case of short passives, in which the external argument is not expressed, we cannot talk of theta-role reversal, but the two pictures followed the same pattern (see the example in (6) and ). The pictures included a third character attentive to the action, following the same rationale as in O’Brien et al. (Citation2006): to give an alternative possible agent for the target sentence, thus making the use of the by-phrase felicitous in the case of long passives (see the example in (7) and ). The materials for actional verbs in the experiment were the same as those in the crosslinguistic study of Armon-Lotem et al. (Citation2016).

Figure 2. Pictures for Item 11, Condition 3.

Figure 2. Pictures for Item 11, Condition 3.

Figure 3. Pictures for Item 23, Condition 6.

Figure 3. Pictures for Item 23, Condition 6.

Choice of verbs was largely determined by their imageability, thus excluding verbs such as esquecer “forget” and amar “love”. Perception verbs such as ouvir “hear” and ver “see” are more easily represented than cognition and emotion verbs, without recourse to thought bubbles. For this reason, and because the range of passivizable subject experiencer verbs in EP is highly constrained, ouvir was selected despite the fact that experiments on English passives show poor performance with hear (e.g., Maratsos et al. Citation1985, O’Brien et al. Citation2006). Although in EP these two perception verbs may also be used to convey an activity (“listen” and “watch,” respectively), rather than an experience (“hear” and “see,” respectively), they uniformly lack a target state and can only form coerced adjectival passives with a “job done” or “that’s over” interpretation, provided there is a supporting context (see Kratzer Citation2000). Both the actional verbs pentear “comb” and pintar “paint” and the perception verbs ver ‘see’ and ouvir ‘hear’ were selected from those listed as part of children’s productions in the CEPLEXicon—Lexicon of Child European Portuguese (Santos, Freitas, et al. Citation2014), which is based on two corpora of child speech, the Santos corpus (Santos Citation2006, Citation2009; Santos, Généreux, et al. Citation2014) and the Freitas corpus (Freitas Citation1997). These two corpora include the speech produced by seven monolingual Portuguese children between the ages of 1;02.00 and 3;11.12.

All test items in Experiment 1 were in the Perfect. The use of the Present in EP verbal passives is uncommon and often infelicitous or marginal, given that it has a habitual interpretation, not an ongoing one. Moreover, the progressive in the standard dialect of EP involves a more complex structure, with the addition of the aspectual auxiliary estar a before the main verb, in an active sentence, or before the passive auxiliary ser, in a verbal passive. The use of the Perfect allowed us to avoid these problems.

3.1.3. Procedure

The experiment was presented to children by telling them that Benny, a puppet that was introduced to them prior to testing, needs help to choose pictures for a children’s book about a family. The children were asked to listen to short vignettes about the family, listen to what Benny says at the end of each vignette, and point to the picture that shows what he said.

The order of presentation of the test items was pseudo-randomized so that items belonging to the same condition or with the same verb were not tested twice in a row. Two different orders of presentation, one the reverse of the other, were given to an equal number of participants within the same age group, to ensure that responses to the last items were not skewed due to fatigue, especially in the case of the younger age groups.

The picture pairs were presented to the participants using PowerPoint. The position of the target and theta-role reversal pictures was balanced across conditions, for each verb tested and throughout the whole experiment. The PowerPoint presentation was shown to the participants on a 9.7” tablet.

Testing sessions took place in a quiet room in the various schools attended by the children and lasted between 10 and 15 minutes. All sessions were recorded using a sound recorder, and responses from participants (matching vs. mismatching picture) were annotated using an answer registry sheet.

3.1.4. Data analysis

The statistical analysis was obtained using IBM SPSS Statistics 28 (IBM Corp, released Citation2021). The dependent variable was choice of the matching picture. A Generalized Linear Mixed Model (GLMM) including the effects of Age group (3-, 4-, 5-, 6-, 7- and 8-year-olds, and adults), Length (short, long) and Verb type (actional, perception) was built for all the data obtained in the conditions testing passive sentences. Also included in the model was a random effect for subject. A second GLMM was built considering the hypothesis that the observed differences between verb types are due to lexical effects. In this case, this GLMM included the effects of Age group (3-, 4-, 5-, 6-, 7- and 8-year-olds, and adults), Length (short, long) and Main verb (pentear “comb”, pintar “paint”, ouvir “hear” and ver “see”), as well as a random effect for subject.

3.2. Results

shows the percentages of correct responses children and adults gave on short and long passives with actional and perception verbs. The adult group performed at ceiling on all four conditions. All groups, including the 3-year-olds, effectively scored at ceiling (>90% correct responses) with short passives of actional verbs. Children did not perform at ceiling with long actional passives before the age of 6. Performance with passives of perception verbs was much poorer: 7-year-old children obtained an accuracy rate of 86.8% with short passives, and 73.7% with long passives. These results suggest that the verb type contrast seen in English and other languages is, again, replicated for EP, and that the presence or absence of the by-phrase has an impact on children’s comprehension of the passive.

Figure 4. Experiment 1: Rates of correct responses for each age group by verb type and length.

Figure 4. Experiment 1: Rates of correct responses for each age group by verb type and length.

The GLMM applied to these data showed main effects of Age Group (F(6, 2663) = 22,840; p < .0001), Length (F(1, 2663) = 62,635; p < .001), and Verb Type (F(1, 2663) = 304,340; p < .0001). There were significant differences (p ≤ .05) between 3-year-olds and all other age groups. Moreover, there were significant differences between 4-year-olds and 7-year-olds (t = -3.528), 8-year-olds (t = -5.034) and adults (t = -6.038); between 5-year-olds and 7-year-olds (t = -3.203), 8-year-olds (t = -4.704) and adults (t = -5.700); between 6-year-olds and 8-year-olds (t = -3.254) and adults (t = -4.728); and between 7-year-olds and adults (t = -3.535). Finally, there were significant differences between short and long passives (t = 6.432) and actional and perception predicates (t = 10.190).

The simple observation of the proportion of correct answers per verb (see ) also leads us to identify a lexical contrast which affects only the class of perception verbs: children obtained poorer scores with ouvir “hear” than with ver “see”. Children at the age of 3 show poor performance with both perception verbs, but their performance with ver “see” improves rapidly from the age of 4, while it remains poor with ouvir “hear.”

Figure 5. Experiment 1: Rates of correct responses for each age group by main verb.

Figure 5. Experiment 1: Rates of correct responses for each age group by main verb.

As previously mentioned, a second GLMM was set up to test the hypothesis that the results are due to the individual verbs tested. This GLMM showed main effects of Age Group (F(6, 2661) = 22,964; p < .0001), of Length (F(1, 2661) = 67,668; p < .001), and Main verb (F(3, 2661) = 133,334; p < .0001). The model identified significant differences (p ≤ .05) between short and long passives (t = 6.367). Finally, there were significant differences between pentear and ouvir (t = 10.709), and pentear and ver (t = 5.887), as well as between pintar and ouvir (t = 10.768) and pintar and ver (t = 6.204), but not between pentear and pintar (t = -1.195). Crucially, there were also significant differences between ouvir and ver (t = -9.122). These results indicate a main verb contrast only within the class of perception verbs, but show that a verb type contrast between actional verbs and perception verbs is generally maintained.

4. Experiment 2

4.1. Method

4.1.1. Participants

Experiment 2 was carried out with 127 children between the ages of 3 and 8 (see ). All the children were monolingual speakers of EP. As in Experiment 1, the child had to correctly answer at least three out of the four active control items with each verb type to be included in the study. One 3-year-old did not meet this inclusion criterion. We report results for the remaining 126 children. A control group of 20 adults was also tested.

Table 3. Experiment 2.

4.1.2. Materials

Similar to Experiment 1, Experiment 2 followed a factorial design that crossed predicate type (actional predicates with a target-state vs. actional predicates without a target-state, i.e., resultative vs. non-resultative) and absence/presence of the by-phrase, that is, length (short vs. long passive). Two conditions testing active sentences with both types of predicates acted as control items. Each of the resulting six conditions comprised four items with two different verbs, for a total of 24 items—the resultative verbs correspond to the actional verbs tested in Experiment 1. Two warm up items, identical to those used in Experiment 1, were presented at the beginning of the task. The conditions and verbs tested in Experiment 2 are summarized in .

Table 4. Experiment 2: Conditions.

The materials were similar to those used in Experiment 1 to test actional verbs —see the example items in (8)-(9), and the picture pairs in . Please refer in the Appendix for the full list of stimulus sentences.

Figure 6. Pictures for Item 24, Condition 6.

Figure 6. Pictures for Item 24, Condition 6.

Figure 7. Pictures for Item 13, Condition 4.

Figure 7. Pictures for Item 13, Condition 4.

Choice of verbs was again largely determined by their imageability. Like pentear and pintar, the verb procurar “look for” is listed in the CEPLEXicon — Lexicon of Child European Portuguese (Santos, Freitas, et al. Citation2014).Footnote4 The verb empurrar “push” was used in previous experiments on the acquisition of relative clauses in EP (Costa et al. Citation2011). Diagnostics targeting inner aspect (Dowty Citation1979; Moens Citation1987; Moens & Steedman Citation1998; Vendler Citation1957, Citation1967) were used to ascertain the aspectual class of these verbs, which allowed us to determine that empurrar and procurar, when combined with a definite internal argument, are activities, whereas pentear “comb” and pintar “paint,” in the contexts used in this experiment, are accomplishments. Accomplishments and achievements (employing Vendler’s terminology) are telic, and thus may be associated with a target state, whereas activities, like states, are atelic. As shown in (9), both empurrar “push” and procurar “look for” are compatible with durante x tempo (for x time) temporal adverbials and incompatible with em x tempo (in x time) temporal adverbials.

Pentear “comb” and pintar “paint”, when combined with a non-generic DP, are compatible with em x tempo (in x time) temporal adjuncts (10).

Moreover, both sentences in (10) are clearly associated with a target state: the client having her hair combed (10a) and the wall having a new coat of paint (10b). The fact that these predicates are also compatible with durante x tempo (for x time) adverbials is due to aspectual coercion: accomplishments may be coerced into activities via elimination of the culmination (the transition between the preparatory process and the consequent state), which is triggered by the temporal adverbial (Moens & Steedman Citation1998). This does not entail that predicates such as pentear uma cliente “comb a client” and pintar uma parede “paint a wall” are not accomplishments, as it is a known property of predicates belonging to this aspectual class that they may be coerced into activities when combined with for x time adverbials.Footnote5

Moreover, neither empurrar “push” nor procurar “look for” may occur in adjectival passives, with the auxiliaries estar/ficar. This also constitutes an indication that these verbs do not encode a target-state, unlike pentear “comb” and pintar “paint.”

It must be acknowledged that the pictures and the scenarios for the items with empurrar “push” do not make it clear whether in this context the predicate is an activity or an achievement, that is, a punctual event. While this is a limitation of the study, in either case the pictures and scenarios for this verb do not point towards a change-of-state in the internal argument.

4.1.3. Procedure

Experiment 2 followed the same procedure as Experiment 1, and was carried out with children at pre-schools and primary schools in Lisbon.

4.1.4. Data analysis

The statistical analysis was obtained using IBM SPSS Statistics 28 (IBM Corp, released Citation2021). The outcome variable was choice of the matching picture. A GLMM that evaluated the effects of Age group (3-, 4-, 5-, 6-, 7-, and 8-year-olds), Length (short, long) and Verb type (resultative, non-resultative), as well as a random effect for subject, was applied to all the data from the conditions testing passive sentences. A second GLMM was set up to test the hypothesis that the observed differences between verb types are due to lexical effects. This GLMM evaluated the effects of Age group (3-, 4-, 5-, 6-, 7-, and 8-year-olds), Length (short, long) and Main verb (pentear “comb,” pintar “paint,” empurrar “push,” and procurar “look for”), as well as a random effect for subject. The adult group was not included in either model as it showed no variability, which compromised their convergence.

4.2. Results

shows the percentages of correct responses children and adults obtained on short and long passives of resultative and non-resultative predicates. Children’s results with passives of actional verbs were similar to those obtained in Experiment 1. Three-year-olds showed poorer performance on short non-resultative passives (73.8%), but by age 4 children achieved a score of 93.8%. The 5-year-olds presented 88.8% correct responses with long passives of both predicate types.

Figure 8. Experiment 2: Rates of correct responses for each age group by verb type and length.

Figure 8. Experiment 2: Rates of correct responses for each age group by verb type and length.

The GLMM found main effects of Age group (F(5, 2008) = 7.803; p < .001), Length (F(1, 2008) = 62.895; p < .001), and Verb type (F(1, 2008) = 19.030; p < .001). Significant differences (p ≤ .05) were found between 3-year-olds and 5-year-olds (t = -3.129), 6-year-olds (t = -3.400), 7-year-olds (t = -3.514) and 8-year-olds (t = -3.701). No other significant differences between age groups were found. Moreover, pairwise contrasts showed significant differences between short and long passives (t = 6,134), as well as between resultative and non-resultative predicates (t = 3,905).

We now turn to the discussion of differences between the verbs and to the fact that a lexical contrast within the class of non-resultative actional predicates was found in the results: between the ages of 3 and 5 years, children obtained poorer scores with procurar “look for” than with empurrar “push” (see ).

Figure 9. Experiment 2: Rates of correct responses for each age group by main verb.

Figure 9. Experiment 2: Rates of correct responses for each age group by main verb.

As previously mentioned, a second GLMM was used to test the hypothesis that the results are due to the individual predicates tested. This GLMM found main effects of Age group (F(5, 2006) = 7.768; p < 0.001), Length (F(1, 2006) = 66.530; p < 0.001), and Verb (F(1, 2006) = 26.086; p < 0.001). There are significant differences (p ≤ .05) between verbs, with procurar “look for” presenting significantly lower results than all the other verbs: procurar “look for” versus pentear “comb” (t = -4.599), pintar “paint” (t = -5.285) and empurrar “push” (t = -5.327). No other significant differences between verbs were found. These results suggest that there was no distinction along the lines of predicate type in children’s performance with passives in Experiment 2. In fact, non-resultative passives with empurrar patterned with resultative passives of pentear and pintar. Only non-resultative passives with procurar differed from all other passives. As expected and identified in the previous model, there are significant differences between short and long passives (t = 5.770). Finally, there were significant differences between 3-year-olds and 5-year-olds (t = -2.977), 6-year-olds (t = -3.191), 7-year-olds (t = -3.282) and 8-year-olds (t = -3.420).

5. Discussion

Experiment 1 aimed to replicate the verb type contrast between passives of actional and non-actional verbs, first found for English (Maratsos et al. Citation1985). Using a sentence-picture matching task, this verb type contrast is replicated for EP: Portuguese-speaking children at the age of 6 show near-perfect comprehension accuracy with passives of typical actional verbs (pentear “comb” and pintar “paint”), but perform significantly worse with passives of non-actional verbs (ver “see” and ouvir “hear”), despite the fact that these perception verbs are actional in some contexts, and despite the fact that they may be used in result state adjectival passives (Kratzer Citation2000) provided there is a supporting context. As shown in the analysis of the results of Experiment 1, this effect does not reduce to asymmetries between main verbs. While significant differences between the two perception verbs were found, with ver eliciting better performance than ouvir, performance on the two actional verbs was homogeneous. The results show a verb type contrast between actional and perception verbs. In this regard, as is the case for research on the acquisition of passives in other Romance languages, such as Catalan (Gavarró & Parramon Citation2017), Spanish (Oliva & Wexler Citation2018) and Italian (Volpato et al. Citation2016), and previous research on EP (Estrela Citation2013), the results show the familiar pattern previously found in languages in which auxiliary selection does not disambiguate between verbal and adjectival passives.

Experiment 2, a second sentence-picture matching task similar to Experiment 1, aimed to test the prediction that children perform worse on passives of actional predicates without a target-state than on passives of actional predicates with a target-state, which follows from both the UFH (Hyams & Snyder Citation2005, Snyder & Hyams Citation2015), if we extend their predictions for non-actional predicates, and the UPR (Wexler Citation2004), if we assume Hirsch & Wexler’s (Citation2006) view of child passives as resultative adjectival passives. This prediction failed to obtain. There was an apparent difference in performance between the two types of actional predicates, but a second analysis considering the different verbs has shown that the difference reduces to a lexical effect: procurar “look for” elicited worse performance from young children than the other three verbs (pentear “comb”, pintar “paint” and empurrar “push”), all of which patterned together. Therefore, the data from Experiment 2 do not constitute evidence for a divide between resultative and non-resultative actional predicates comparable to the one between actional and perception verbs seen in Experiment 1. The results from our experiments suggest that the unavailability of a target-state is not the main underlying cause of the delay children showed in their comprehension of verbal passives with perception verbs. Hence, the predictions of the UPR and the UFH, with regard to children’s performance with passives of actional verbs with or without a target-state, are not fulfilled. Indeed, in this regard, neither of the hypotheses predicts the behavior we have found. Nevertheless, we acknowledge that passives of procurar “look for” are not as protracted as seen with passives of perception verbs: the statistical analysis of the results from Experiment 2 suggests that children from the age of 4 years generally performed well with passives of all four actional predicates.

Moreover, in both Experiment 1 and Experiment 2 there was an effect of the presence vs. absence of the by-phrase, which is predicted by the UPR -this is because, as argued by Oliva & Wexler (Citation2018), when the by-phrase is present, children must ignore a cue to the verbal passive, in addition to auxiliary selection, which, as we have seen, varies across verbal and adjectival passives in languages such as Catalan, Spanish and Portuguese. The UFH, however, assumes that there is a minimality violation if Smuggling is unavailable, whether the by-phrase is pronounced or not. For this reason, children are predicted to show similar performance on short and long passives, within each class of predicates. As we have seen, this prediction was not borne out by the results from Experiment 1. However, it must be noted that the contrast between short and long passives has not been consistently replicated across comprehension studies, as some studies have found only a small, statistically non-significant advantage of short passives over long passives (e.g., Hirsch & Wexler Citation2006, Orfitelli Citation2012).

The variation among perception verbs seen in Experiment 1 is in line with previous research for English, which showed that hear is more poorly understood than see and other subject experiencer verbs (Maratsos et al. Citation1985, O’Brien et al. Citation2006).Footnote6 Regarding the lexical effect found in Experiment 2, there are some distinctions between the two non-resultative verbs that may factor into an explanation of these results. While empurrar “push” involves surface contact, procurar “look for” does not, and the child must be able to take into account the Agent’s intention of finding something or someone (that is, his state of mind) in order to interpret the verb and the pictures, and not just the physical actions depicted. However, as in the case of ouvir “hear” in Experiment 1, it is unlikely that children’s poorer comprehension of passives of procurar is due to a misunderstanding of the verb’s meaning, the scenarios or the pictures, as all the children included in the results showed good performance on the active controls, and very few were excluded on the basis of the active items.

We would like to suggest that the results from Experiments 1 and 2 allow us to hypothesize that, with regard to perception verbs and non-resultative actional verbs, the property that distinguishes predicates that elicit better performance from children is that they may be construed as having a highly affected internal argument. Previous acquisition studies suggested that affectedness of the internal argument may facilitate passivization for young children (Maratsos et al. Citation1985, Pinker et al. Citation1987). The property of affectedness, which may be briefly described as “a persistent change in or impingement of an event participant” (Beavers Citation2011:335) has been found to be operative in several grammatical structures, namely nominal passives (e.g., the city’s destruction by the Romans) and the middle (e.g., this book reads easily) (see Anderson Citation2017; Beavers Citation2011, Citation2013; Egerland Citation1998; Lehmann Citation1991 and references therein).

Regarding ver “see” vs. ouvir “hear”, the extent to which an event may be construed as involving an affected internal argument may account for the intuition that sentences such as (13a) and (13b) become more felicitous if a supporting context establishes that Pedro or o aluno “the student” are in some way affected by having been seen or heard (Ambridge et al. Citation2016). For instance, if Pedro declared that he was too sick to come into the office, but a colleague saw him in the street that day, the derived subject may be construed as being adversely affected by the event of being seen (13a). Likewise, if the student was picking on a classmate, but one of the janitors heard him and as a consequence intervened, the derived subject may be construed as being adversely affected by the event of being heard (13b).

In line with this, and reconsidering the materials used in Experiment 1, it may be the case that, in this experiment, the materials used to test the verb ver “see” favored a reading in which the internal argument is more affected than in the case of the materials used to test the verb ouvir “hear.” In the scenarios used to test passives of ver, which involved the “blind man’s buff” game, the character that is seen may be interpreted as having been negatively affected, as being seen entails being found and losing the game. The scenarios with ouvir, on the other hand, did not allow this construal, as they involved only a context in which one character hears another sing along to a song, with no negative consequences to the character being heard. Thus, the materials used for ver, while making the use of the passive more felicitous, may have offered more favorable conditions for the comprehension of the passive than those used for ouvir.

This point is reinforced by the results from Experiment 2, which suggest that the (un)availability of a target state has little or no bearing on children’s performance with the passive: the small and short-lived predicate type effect seen in this experiment was driven solely by the verb procurar “look for,” as children’s performance with empurrar “push” did not differ significantly from their performance with pentear “comb” and pintar “paint.” Crucially, the verb empurrar “push” has a more affected internal argument than procurar “look for,” as it is a physical contact verb (Beavers Citation2011, Citation2013).

In short, the combined results from Experiments 1 and 2 suggest that the property of affectedness promotes better performance with the passive—thus predicates with a target-state are predicted to elicit better performance from children, as they are, by definition, high in affectedness of the internal argument, and predicates that do not have a target-state may vary to the extent that the internal argument may be construed as being affected. Indeed, if we adopt Beavers’ (Citation2011, Citation2013) account of affectedness, we may posit that children move through an affectedness hierarchy, defined by the degree of change undergone by the theme, with telic verbs on one end (i.e., accomplishments and achievements), followed by verbs that entail a non-specific result (i.e., degree achievements) and verbs that entail the potential for change (surface contact/impact verbs), and finally verbs that do not specify a change in the theme on the other end (i.e., some activities and states). Moreover, some work suggests that adults have a bias towards passivization of verbs with highly affected internal arguments, in detriment of passivization of verbs with less affected internal arguments, such as subject experiencer verbs (Ambridge et al. Citation2016; Ferreira Citation1994, Citation2003; cf. Paolazzi et al. Citation2019). More generally, the present results suggest the need to consider lexical semantics when explaining developmental effects in the acquisition of the passive (along these lines, see also the meta-analysis by Nguyen & Pearl Citation2021).

6. Concluding remarks

Using two sentence-picture matching tasks, we tested the predictions of the UPR and the UFH, two current theories of the acquisition of the passive, for different types of verbs—actional (with and without a target state) and non-actional—in a language featuring different auxiliaries for verbal and adjectival passives (i.e., without ambiguity between verbal and adjectival passives in adult grammar). The results point towards a role of semantic features, namely affectedness, in determining children’s performance with the verbal passive. This does not exclude other sources of difficulty for children in the case of passive, such as the syntax of subject experiencers, as recently proposed by Aravind & Koring (Citation2023). Our claim is that affectedness is relevant in the acquisition of passives, an issue that seems to cut through the actional versus non-actional distinction.

Acknowledgments

The authors are grateful to Professor Nina Hyams (University of California, Los Angeles) and Professor Rui Marques (University of Lisbon), for comments and discussion pertaining to this project. A very special thanks goes to the schools, parents and children who participated in this research.

Data availability statement

The data will be made available in the Universitat Autònoma de Barcelona data repository.

Disclosure statement

No potential conflicts of interest are reported by the authors(s).

Additional information

Funding

The authors acknowledge the support of MINECO – Ministerio de Economía y Competetividad, which funded this project with a Formación de Personal Investigador (FPI) grant. This grant and this research were a part of the projects “Development, acquisition and mechanisms of linguistic variation” (PI: Anna Gavarró, 2018-2019) and “Variation in the lexicon-syntax interface” (PIs: Jaume Mateu and Anna Gavarró, 2015-2017), of the Centre de Lingüística Teòrica of the Universitat Autònoma de Barcelona. Moreover, this research was funded by FCT – Fundação para a Ciência e Tecnologia as part of the project of Centro de Linguística da Universidade de Lisboa (CLUL) (UIDB/00214/2020).

Notes

1 For criticism, see Weinberg (Citation1987) and Crawford (Citation2012, Citation2014).

2 Orfitelli (Citation2012) also builds on intervention in her account of delay with raising and passives; for reasons of space, we do not go into her proposal, which shares some features with that of Snyder & Hyams (Citation2015).

3 Although Snyder & Hyams (Citation2015) never mention activities, their proposal may naturally be extended to them. We are grateful to Nina Hyams for discussion on this issue.

4 While procurar may also, in some contexts, be employed in the sense of “try”, the vignettes and pictures used in this experiment unambiguously employed it in its basic sense of “look for.”

5 We are grateful to Rui Marques for discussion on these issues.

6 Snyder & Hyams (Citation2015) attributed this contrast to the polysemy of the verb see, as it may also have an interpretation akin to “discover” or “verify,” as is also the case of the Portuguese ver. That is, the contrast between see and hear seen in these studies may be due to the availability of these actional, non-perception meanings. Nonetheless, children’s performance with passives of see is more similar to their performance with passives of other subject experiencer verbs.

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Appendix.

Stimulus sentences

Table A1. Experiment 1: Stimulus sentences.

Table A2. Experiment 2: Stimulus sentences.