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Original Article

Backward bifurcation on HIV/AIDS SEI1I2TAR model with multiple interactions between sub-populations

ORCID Icon, ORCID Icon, &
Pages 18-31 | Received 22 Mar 2023, Accepted 18 Nov 2023, Published online: 11 Dec 2023

Abstract

The HIV/AIDS model was dynamically analyzed in this study. The model has seven compartments: the uneducated, the educated, the HIV-positive who take antiretroviral therapy (ART), the HIV-positive who do not take ART, people receiving ART treatment, people with AIDS who do not receive any treatment (full-blown AIDS), and the recovered. This model takes into account the analysis of the multiple interactions between the uneducated and the educated subpopulations, the HIV-positive who take and who do not take ART. The free-disease and endemic equilibrium points, as well as the basic reproduction number (R0) as a limit condition for infection-free and endemic occurrence, were produced by a mathematical analysis. The center-manifold hypothesis was used to prove that a backward bifurcation exists. The free-disease and endemic equilibrium points coexist when R0<1. This means that HIV/AIDS is still spreading. A basic reproduction number below one is insufficient to constitute a free-disease condition. In order to determine essential parameters that significantly contribute to HIV/AIDS transmission, we computed sensitivity index values using a sensitivity analysis. The HIV/AIDS model and bifurcation parameter both identified the rate of HIV transmission from uneducated individuals to HIV-positive individuals who do not receive ART as the most crucial parameter. A numerical simulation supports the dynamical analysis.

1. Introduction

A disease caused by the human immunodeficiency virus (HIV) is called HIV/AIDS (HIV/Acquired Immunodeficiency Syndrome). A person with an early HIV infection may not notice symptoms like a healthy person. As the infection progresses, it further damages the immune system. This infection’s ultimate symptom is acquired immunodeficiency syndrome (AIDS). HIV is mainly spread through unprotected sex, sullied blood transfusions, needles, pregnancy, mother-to-child transmission, childbirth, and breastfeeding.

Researchers proposed mathematical formulas to understand the spread of HIV/AIDS. The first model was constructed by Greenhalgh and Hay (Citation1997) with developed Kaplan’s model (1989). They used a dynamical analysis to simulate the spread of HIV/AIDS in a community of injectable drug users. Cai, Li, Ghosh, and Guo (Citation2009) investigated HIV/AIDS with a treatment in the SIAJ (Susceptible, Infected, AIDS, and Symptomatic) model. Huo, Chen, and Wang (Citation2016) proposed the SIATR (susceptible, infected, AIDS, treatment, and recovered) model and studied its dynamical analysis. As the traditional model, Naik, Zu, and Owolabi (Citation2021) created and examined a model of viral kinetics for HIV-1 primary infection in the presence of immune control and treatment. The literature has examined mathematical models in epidemiology to gain a better understanding of the processes underlying cancers connected to AIDS, giving us insight into viral oncogenesis and cancer immunity (Naik, Owolabi, Yavuz, & Zu, Citation2020).

Antiretroviral medication (ART) should be provided and started for those who have been diagnosed with HIV as soon as feasible following the diagnosis. Patients should also have routine clinical and laboratory evaluations, including tests to check for the presence of the virus in the blood (viral load). Regular use of ART prevents the spread of HIV to others (World Health Organization, Citation2023). By enhancing human abilities to process and comprehend the risks connected with the HIV/AIDS epidemic, education plays a significant role in enhancing population health. Insufficient knowledge makes it difficult for people to consider the potential health risks of their activities. A risk factor for the transmission of sexually transmitted illnesses is education. On the other hand, the incorrect portrayal of HIV/AIDS as a homosexual disease has increased the number of heterosexuals engaging in unsafe sexual conduct without taking transmission risk into account. Therefore, education becomes an essential factor to consider in the model. The HIV/AIDS model was developed by including an educated compartment (Ulfa, Trisilowati, & Kusumawinahyu, Citation2018; Wibowo, Hidayat, & Marsudi, Citation2016).

The number of new HIV infections is projected to decrease from 1.5 million in 2020 to 335,000 by 2030. The number of HIV-related deaths is also expected to decline, from 680,000 in 2020 to less than 240,000 by 2030. These projections are based on the WHO’s 2022-2030 global health sector strategy on HIV (World Health Organization, Citation2023). In accordance with the WHO mission, the Ministry of Health of the Republic of Indonesia planned to eradicate the HIV endemic by 2030 (Ministry of Health Republic of Indonesia, Citation2022). As a manifestation of this commitment, the Ministry of Health is making efforts to tackle HIV/AIDS by taking the 95-95-95 fast track, which refers to meeting the target indicators of 95% estimated people living with HIV (ODHIV) whose HIV status is known, 95% people living with HIV and treated, and 95% people living with HIV who received a treatment and experienced viral suppression. However, according to the 2018-2022 data, the achievement of these targets, especially for women, children, and adolescents, is still not optimal. This is because only 79% of people living with HIV (ODHIV) knew their HIV status, only 41% of people living with HIV were treated, and 16% of people living with HIV who received a treatment experienced viral suppression. In Habibah, Trisilowati, Pradana, and Villadystian (Citation2021), there are 640,633 people living with HIV in June 2018. By 2021, it decreased and was estimated that there would be 526,841 people living with HIV, with an estimated 27 thousand new cases.

According to the above data, we derived a mathematical model of HIV/AIDS with compartments I2 representing people living with HIV (ODHIV) whose HIV status is known, I1 representing people living with HIV who received a treatment and experienced viral suppression, T representing people living with HIV who are treated, and E representing educated individuals.

In the last couple of years, different stages of infection have become interesting topics in the HIV/AIDS model. Huo and Chen (Citation2015), Omondi, Mbogo, and Luboobi (Citation2018), Ulfa et al. (Citation2018), Mushayabasa and Bhunu (Citation2011), Naik, Owolabi, et al. (Citation2020) and Habibah, Trisilowati, Pradana, et al. (2021) studied mathematical analyses in the development of a model of HIV/AIDS infection with distinct stages. The model includes infections from the mildest stage to the most severe. Now, individuals with full-blown AIDS, which is the most serious stage of the infection, who are not receiving any treatment make up A. Habibah, Trisilowati, Muzaqi, Tania, and AlFaruq (Citation2021a), Habibah, Trisilowati, Muzaqi, Tania, and AlFaruq (Citation2021b), and Habibah, Owati, and Muzaqi (Citation2021) constructed an HIV/AID model by taking into account multiple-interactions between sub-populations. We call it the SEI1I2TAR model. Here, people who alter their sexual behaviors and stick with this alteration for the remainder of their lives are known as R. The dynamics of the model were analyzed in several cases, but the analyses were based on the assumption that not all interactions were considered. The stability analysis of the model can be determined from the basic reproduction number (R0). According to the findings, when R0>1, asymptotically, the endemic equilibrium point is stable. Conversely, it is unstable. A dynamic analysis involving the relationship between all compartments remains to be conducted.

In this paper, we analyzed the dynamics of the SEI1I2TAR model comprehensively by considering multiple-interactions between all sub-populations, especially the multiple interactions between S, E, I1, and I2 sub-populations. The resultant model underwent a dynamical analysis. We demonstrate the positivity and bounds of the system’s solutions (Brauer & Chavez, Citation2016; Murray, Citation2002). Additionally, we determined the model’s solution, the basic reproduction number R0, and the disease-free and endemic equilibrium points (Abidemi, Owolabi, & Pindza, Citation2022; Heffernan, Smith, & Wahl, Citation2005; Karaagac & Owolabi, Citation2021; Mishra, Purohit, Owolabi, & Sharma, Citation2020). A mathematical analysis of the model was derived to determine the free-disease and endemic equilibrium points, existence, and local stability analysis. In this analysis, the reproduction number (R0<1) is considered insufficient to meet the free-disease condition. It means that the infection can continue to spread.

Recently, the study of the backward bifurcation phenomenon has become an interesting problem. A backward bifurcation occurs when stable free-disease and endemic equilibria coexist. It happens when the basic reproduction number is below one. The center-manifold theory is used to analyze backward bifurcations. Castillo-Chavez and Song (Citation2004) were the first to investigate this method. The center-manifold theory was applied to the tuberculosis model. Gumel (Citation2012) studied the causes of backward bifurcations in some epidemiological models, such as the TB model, the dengue-fever model, and the West Nile virus model. There are several papers presenting backward bifurcation analyses, such as those by Buonomo & Vargas-De-León (Citation2013), Gerberrya and Philipa (Citation2016), Martcheva (Citation2015), Liu and Liu (Citation2018), Bi, Chen, Wu, and Ben-Arieh (Citation2020), and Fatimah, Aldila, and Handari (Citation2021). In this paper, we will show and explain a backward bifurcation in the SEI1I2TAR model. The bifurcation parameter now plays a crucial function as a limit condition of a backward bifurcation. We calculated the sensitivity index values using a sensitivity analysis to obtain parameters that significantly contribute to HIV/AIDS transmission (Chitnis, Cushing, & Hyman, Citation2006; Rois, Trisilowati, & Habibah, Citation2021).

Finally, using the Runge-Kutta method with O(h4), we numerically solved the model and simulated it with the given parameters to back up the findings of the mathematical analysis.

2. Model analysis

2.1. Model formulation

A mathematical model of HIV/AIDS is proposed, with multiple interactions between uneducated people, educated people, HIV-positive people who take ARV, and HIV-positive people who do not take ARV. The model includes seven sub-populations: susceptible/uneducated people (S), educated people (E), people with HIV who are taking ARV (I1), people with HIV who are not taking ARV (I2), people with AIDS who are not receiving any treatment (A), people who are receiving an ARV treatment (T), and people who have recovered (R). The compartment diagram of the HIV/AIDS SEI1I2TAR epidemic model, which includes multiple interactions, is shown in .

Figure 1. Diagram of SEI1I2TAR formula (Habibah et al., Citation2021a).

Figure 1. Diagram of SEI1I2TAR formula (Habibah et al., Citation2021a).

The compartment diagram pertaining to HIV/AIDS is developed and can be found in Habibah et al. (Citation2021a). However, the model constructed did not account for the interaction between the infected people I1 and I2 and the educated subpopulation (E). Since {β3,β4}=0 was assumed, the model is rather straightforward. The dynamic of each sub-population follows the transmission diagram given in and is described as follows. The number of uneducated or susceptible individuals S increases with the rate of recruitment Λ and decreases due to interactions with I1 and I2. This sub-population decreases due to the natural death rate d and due to its receiving HIV/AIDS education at the rate η. Therefore, the dynamic of uneducated or susceptible individuals is given by dSdt=Λβ1SI1β2SI2aS.

The number of educated individuals (E) grows as susceptible individuals receive education at a rate η. The interactions with I1 and I2, as well as the natural death rate d, cause a decrease in the number of educated individuals (E). The dynamic of educated individuals is as follows. dEdt=ηSβ3EI1β4EI2dE.

The number of people with HIV who are taking ARV (I1) grows as a result of interactions with uneducated people (S) and educated people (E); S and E now become infected people I1. A successful treatment contributes to an increase in I1 at a rate α1. On the other hand, the number of people with HIV who are taking ARV (I1) decreases due to the natural death rate d. Individuals with HIV who are taking ARV (I1) will have the worst health, so they require medical treatment at a rate k1. The dynamic of individuals with HIV who are taking ARV (I1) is given by dI1dt=β1SI1+β3EI1+α1TbI1.

Following that, the number of people with HIV who are not taking ARV (I2) grows by interactions with uneducated people (S) and educated people (E); S and E now become infected people (I2). On the other hand, the number of people with HIV who are not taking ARV (I2) decreases due to the natural death rate d. Individuals with HIV who are not taking ARV (I2) will have the worst health and develop full-blown AIDS (A) at a rate k2, so they will require medical treatment at a rate k3. The dynamic of individuals with HIV who are not taking ARV (I2) is given by dI2dt=β2SI2+β4EI2cI2.

The number of people receiving an ARV treatment (T) increases with the progression rates of people with HIV who are taking ARV (I1) and people with HIV who are not taking ARV (I2) who then receive a treatment. A Successful treatment, in turn, contributes to the decrease in T at a rate α1, with the individuals (T) entering the I1 compartment. A treatment failure contributes to a decrease in T at a rate α2, with the individuals entering the A compartment. It means that the individuals receiving treatment develop full-blown AIDS (A). The natural mortality rate d and the disease-related mortality rate for treatment individuals δ2 both contribute to the reduction of treatment individuals. The dynamic of individuals who are receiving ARV treatment (T) is given by dTdt=k1I1+k3I2eT.

The number of people with AIDS who are not receiving any treatment (full-blown AIDS) (A) rises in tandem with the progression rate of individuals with HIV who are not taking ARV (I2) and treatment failure at a rate α2. On the other hand, the disease-related death rate α1 for AIDS (A) patients and the natural death rate d contribute to the decreasing number of AIDS patients (A). The dynamic of individuals who are not receiving any ARV treatment (A) is given by dAdt=k2I2+α2TfA.

The final compartment is occupied by recovered individuals (R). The R class consists of susceptible individuals (S) who adopt safe sexual habits and stick to them for the rest of their lives at a rate of μ. This class decreases at the natural death rate d. The dynamic of recovered individuals R is given by dRdt=μSdR.

Based on the above description, the mathematical model of the following system of nonlinear differential equations describes HIV/AIDS. (1) dSdt=Λβ1SI1β2SI2aS,dEdt=ηSβ3EI1β4EI2dE,dI1dt=β1SI1+β3EI1+α1TbI1,dI2dt=β2SI2+β4EI2cI2,dTdt=k1I1+k3I2eT,dAdt=k2I2+α2TfA,dRdt=μSdR,(1) with a=μ+η+d, b=k1+d, c=k2+k3+d, e=α1+α2+δ2+d, and f=δ1+d. The initial values of the variables are S(0)0, E(0)0, I1(0)0, I2(0)0, T(0)0, A(0)0, and R(0)0. All parameters in the system Equation(1) are positive values as given in .

Table 1. Parameter description of the SEI1I2TAR model.

In the previous research (Habibah et al., Citation2021a), the interaction between the educated subpopulation (E) and infected individuals I1 and I2 did not consider in the mathematical model and its mathematical stability, so that {β3,β4}=0. This model presents multiple interactions between uneducated people (S), educated people (E), HIV-positive people who take ARV (I1), and HIV-positive people who do not take ARV (I2). Because education plays a significant role in preventing the spread of HIV to others, the interaction between educated individuals (E) and infected individuals I1 and I2 is less than the interaction between uneducated or susceptible individuals (S) and infected individuals I1 and I2. Furthermore, the infection rate can be expressed mathematically as {β1,β2}>{β3,β4}. On the other hand, people who do not take ARV (I2) have the potential to transmit the HIV virus to a greater extent than people who take ARV (I1). Therefore, we can also say that the infection rate (β2) among susceptible people I2 is greater than the infection rate among susceptible people I1, or we can put it as β1<β2. It will be further discussed in the sensitivity analysis in sub-section 2.4.

2.2. Boundedness and positivity of model solution

The boundedness and positivity of model solutions will be proved in the following theorems.

Theorem 2.1

(Boundedness). All feasible solutions S(t), E(t), I1(t), I2(t), A(t), T(t) and R(t) of system Equation(1) are bounded by a region D={(S,E,I1,I2,A,T,R)R7:S+E+I1+I2+A+T+RΛ/d}.

Proof.

Total population of system Equationequation (1) can be written as (2) dNdt=dSdt+dEdt+dI1dt+dI2dt+dAdt+dTdt+dRdt,=ΛdN(t)δ1Aδ2T.(2)

It implies that (3) dNdtΛdN(t),(3) and by using the method to solve an ordinary differential equation, we obtain (4) NΛ/d+N(0)edt,(4) with the initial value N(0). Then, by taking limit t we get (5) limtsupN(t)Λ/d.(5)

We can write N=S+E+I1+I2+A+T+RΛ/d. The system(1) is well defined in the region D={(S,E,I1,I2,A,T,R)R7:S+E+I1+I2+A+T+RΛ/d}. Furthermore, we prove the system Equation(1) in region D has solutions with a non-negative sign. □

Theorem 2.2

(Positivity). If S(0)0, I1(0)0, I2(0)0, A(0)0, T(0)0, and R(0)0, then the solution of system Equation(1) S(t), I1(t), I2(t), A(t), T(t) and R(t) are positive for all t>0.

Proof.

We have from the first equation of Equation(1) (6) dSdt=Λβ1SI1β2SI2aS,=ΛS[β1I1β2I2a],=ΛQ1(t)S,(6) where Q1(t)=β1I1β2I2a. Equation (2.2) is multiplied by e0tQ1(r)dr to result (7) dSdte0tQ1(r)dr={ΛQ1(t)S(t)}e0tQ1(r)dr,(7) which implies (8) dSdte0tQ1(r)dr+Q1(t)S(t)e0tQ1(r)dr=Λe0tQ1(r)dr.(8)

Additionally, the derivative of S(t)e0tQ1(r)dr with respect to t can be used to express the left side of EquationEquation (8), to yield (9) ddt{S(t)e0tQ1(r)dr}=Λe0tQ1(r)dr,(9) calculating the integral with respect to q from 0 to t, then (10) S(t)e0tQ1(r)drS(0)=Λ{0te0qQ1(r)drdq}.(10)

EquationEquation (10) is multiplied by e0tQ1(r)dr to get (11) S(t)S(0)e0tQ1(r)dr=Λe0tQ1(r)dr{0te0qQ1(r)drdq}.(11)

Eventually, we achieve (12) S(t)=S(0)e0tQ1(r)dr+Λe0tQ1(r)dr{0te0qQ1(r)drdq}0,(12) signifies that the system Equation(1) solution for S(t) is positive The solution for E(t), I1, I2, T, A, and R can be obtained with the same procedures as follows (13) E(t)=E(0)e0tQ2(r)dr+ηe0tQ2(r)dr{0tE(t)e0qQ2(r)drdq}0,(13) (14) I1(t)=I1(0)e0tQ3(r)dr+α1e0tQ3(r)dr{0tT(t)e0qQ3(r)drdq}0,(14) (15) I2(t)=I2(0)e0tQ4(r)dr0,(15) (16) T(t)=T(0)eet+eet0teetQ5(r)dr0,(16) (17) A(t)=T(0)eft+eft0teftQ6(r)dr0,(17) (18) R(t)=R(0)edt+edt0tedtQ7(r)dr0,(18) where Q2(t)=β3I1(t)+β4I2(t)+d, Q3(t)=β1S(t)β3E(t)+b, Q4(t)=β2S(t)+β4E(t)c, Q5(t)=k1I1(t)+k3I2(t), Q6(t)=k2I2(t)+α2T(t) and Q7(t)=μS(t). Consequently, we can state that S(t)0, I1(t)0, I2(t)0, A(t)0, T(t)0, and R(t)0 for all t0, and this completes the proof. □

2.3. Existence of equilibrium points and basic reproduction number

The equilibrium points are obtained by equating EquationEquation (1) to zero. For simplicity of analysis, we exclude the R variable because this variable does not affect directly the spread of HIV in the model. We get equilibrium points, called free of infection and endemic points. Free of infection equilibrium point (K0) is (19) K0=(S0,E0,I10,I20,T0,A0)=(Λa,ηΛda,0,0,0,0).(19)

The sign of each component of the point reveals a disease-free equilibrium point. The fact that the sign is positive indicates that the system’s problem has an existing solution because it displays the population. From the free-disease point obtained, we can say that there is no infection transmission from the infected subpopulation to all the subpopulations in the model. Next, we get the endemic equilibrium point as follows K=(S,E,I1,I2,T,A) (20) S=Λβ1I1+β2I2+a,E=ηΛ(β1I1+β2I2+a)(β3I1+β4I2+d),T=k1I1+k3I2e,A=(ek2+α2k3)I2+α2k1I1fe,(I2)1,2 =b2±b224b1b32b1.(20) with b1=cβ2β4,b2=cdβ2+c(β1β4+β2β3)I1+caβ4β2Λβ4,b3=cβ1β3I12+cdβ1I1+caβ3I1+acdβ2Λβ3I1acdβ4ηΛ.

Furthermore, I1 can be obtained by solving the following equation: (21) eβ1ΛI1ϕ+eβ3ηΛI1+α1θϕ(k1I1+k3I2)eθϕbI1=0,(21) with θ=β1I1+β2I2+aϕ=β3I1+β4I2+d.

Additionally, an endemic equilibrium point must show a positive sign. All points in the endemic point depend on the I1 and I2, thus we need to find a solution that works for both. Since we established the viability of the solutions in the preceding section, we can affirm that the endemic equilibrium exists.

In dynamical analysis, the basic reproduction number (R0) is a unique number determining whether infectious disease occurs or not (Murray, Citation2002). The basic reproduction number (R0) is calculated using the Next Generation Matrix (NGM) (Heffernan et al., Citation2005). From EquationEquation (1), we consider only the infected individuals, so we have xi=FiVi,>i=1,2 where F=(β1SI1+β3EI1,β2SI2+β4EI2) and V=(bI1,cI2). By taking partial derivative with respect to I1 and I2 at point K0, we get the Jacobian matrix F and V as follows F(K0)=[β1S0+β3E000β2S0+β4E0], and V(K0)=[b00c].

Thus, by taking invers V(K0) and multiply with F(K0), we end up the NGM as follows (22) K=F(K0)V1(K0),=[β1S0+β3E0b00β2S0+β4E0c].(22)

Thus, by calculating |KλI|=0, we get eigen values as follows (23) λ1=β1S0+β3E0b,(23) and (24) λ2=β2S0+β4E0c.(24)

The basic reproduction number R0 is equal to the maximum modulus of matrix eigenvalues K, i.e. R0= max (λ1,λ2). Substituting S0=Λa and E0=ηΛda from free-disease equilibrium point Equation(19) into EquationEquations (23) and Equation(24), as well as using the information described in subsection 2.1, β1,β2>β3,β4 and β1<β2 as a condition for the transmission of HIV, then we get (25) R0=β2dΛ+β4ηΛacd.(25)

The particular cases of multi-interaction between subpopulations in the HIV/AIDS model and their analysis have been written in Habibah et al. (Citation2021a), Habibah, Trisilowati, Pradana, et al. (2021), and Habibah, Owati, and Muzaqi (Citation2021).

2.4. Sensitivity analysis

A sensitivity analysis was done to examine the effect of each parameter on infection spread depending on the R0, which can be helpful for choosing the best control methods to stop an epidemic from spreading (Rois et al., Citation2021). The following formula can be used to determine the sensitivity index value: CpA=AppA, where A is a differentiated function of a parameter p.

It is crucial to identify the virus’s primary route of transmission in order to decrease the number of HIV-related illnesses and fatalities. This sensitivity index can be used to determine how important certain factors are for the spread of the disease. As a result, this method was used to identify the parameters that need to be regulated and those that have a substantial impact on the R0. The basic reproduction number R0 has the following parameters: β2, β4, d, Λ, η, μ, k2, and k3. Using the technique described by Erfanian and Noori Skandari (Citation2011) and Rois et al. (Citation2021), the parameter sensitivity analysis can be calculated as follows: (26) Cβ2R0=R0β2×β2R0=β2Λdβ2dΛ+β4ηΛ,Cβ4R0=R0β4×β2R0=β4Ληβ2dΛ+β4ηΛ,CΛR0=R0Λ×ΛR0=Λ(β2d+β4η)β2dΛ+β4ηΛ,CμR0=R0μ×μR0=μμ+d+η,Ck2R0=R0k2×k2R0=k2k2+k3+d,Ck3R0=R0k3×k3R0=k3k2+k3+d,CdR0=R0d×dR0=DD,CηR0=R0η×dR0=EE,(26) where (27) DD=d2(μ+η+d)(k2+k3+d)β2dΛ+β4ηΛ(β2Λ(μ+η+d)d(k2+k3+d)β2dΛ+β4ηΛ(μ+η+d)2d(k2+k3+d)β2dΛ+β4ηΛ(μ+η+d)d2(k2+k3+d)β2dΛ+β4ηlΛ(μ+η+d)d(k2+k3+d)2),(27) and (28) EE=dη(μ+η+d)(k2+k3+d)β2dΛ+β4ηΛ(β4Λ(μ+η+d)d(k2+k3+d)β2dΛ+β4ηΛ(μ+η+d)2d(k2+k3+d)).(28)

Considering the values of the parameters in , we obtained R0=0.5077 and the sensitivity index values of all parameters in the reproduction number R0 can be seen in . A visual representation of the data in can be seen in .

Figure 2. Sensitivity index of parameters in the reproduction number R0 in the form of a diagram.

Figure 2. Sensitivity index of parameters in the reproduction number R0 in the form of a diagram.

Table 2. Sensitivity index of parameters in the reproduction number R0.

Based on or , four parameters have positive sensitivity index values (β2, β4, Λ, and η), while the others are negative. A positive mark of sensitivity index value means that if the parameter value is increased (decreased), then the R0 will increase (decrease). This causes the spread of HIV/AIDS to increase (decrease). As with positive values, a negative mark of sensitivity index value (μ1, d, k2, and k3) means that if the parameter value is increased (decreased), then the R0 will decrease (increase). As a result, the spread of HIV/AIDS decreases (increases). Positive and negative sensitivity index values reflect opposite parameter behavior. Now, we focus on the positive sensitivity index values. Λ has a higher value of sensitivity index, but it does not contribute to the transmission of infection. Therefore, we avoid this parameter. On the other hand, β2 is the parameter that has contributed to the increase in infection the most. The discussion of the parameters that affect how this disease spreads were discovered using parameter sensitivity analysis can be seen in Sangsawang, Humphries, Khan, and Pongsumpun (Citation2023).

2.5. Stability analysis

The free-of-infection equilibrium point can be analyzed for its stability by calculating those of the Jacobian matrix’s eigenvalues of the system Equation(1). If all the eigenvalues have negative values, then the equilibrium point K0 is asymptotically stable. To show this, first, the system Equation(1) should be linearized to have the Jacobian matrix at K0 as follows (29) J(K0)=(a0β1Λaβ2Λa00ηdβ3ηΛdaβ4ηΛda0000β1Λa+β3ηΛdab0α10000β2Λa+β4ηΛdac0000k1k3e0000k2α2f).(29)

By solving |J(K0)rI|=0, we get the characteristic equation of Equation(29). Furthermore, we obtain eigenvalues as follows r1=d, r2=f, r3=a, r4=β2Λa+β4ηΛdac, where value of r4 can be written as r4=β2Λa+β4ηΛdac=c(R01). Value of r4 is negative when R0<1. The eigenvalue r5 and r6 can be obtained by calculating the following equation (30) |β1Λa+β3ηΛdabrα1k1er|=0,(30) we get characteristic equation (31) r2+(eg)rgek1α1=0,(31) where g=β1Λa+β3ηΛdab. The EquationEquation (31) has negative roots (r5<0 and r6<0) when satisfies the discriminant of EquationEquation (31) is positive, r5r6=geα1k1>0 and r5+r6=(eg)<0. Finally, we obtain all of the eigenvalues that are negative which can conclude that the disease-free equilibrium point (K0) is locally asymptotically stable when R0<1.

The stability of the endemic equilibrium point (K) is obtained using the Routh-Hurwitz criteria (Martcheva, Citation2015; Tunc, Citation2007, Citation2002; Citation2009). Firstly, we find the eigenvalues of the Jacobian matrix of the system Equation(1) at K. The following is the Jacobian matrix at K (32) J(K)=(H10β1S*β2S*00ηH2β3E*β4E*00β1I1*β3I1*Ψ0α10β2I2*β4I2*0Ω0000k1k3e0000k2α2f),(32) with (33) H1=β1I1+β2I2+a,(33) (34) Ω=β2S+β4Ec,(34) (35) Ψ=β1S+β3Eb,(35) (36) H2=β3I1+β4I2+d.(36)

The equation of characteristic of matrix J(K) is yielded by calculating |J(K)rI|=0 (37) |H1r0β1Sβ2S00ηH2rβ3Eβ4E00β1I1β3I1Ψr0α10β2I2β4I20Ωr0000k1k3er0000k2α2fr|=0,(37) hence we obtain the following eigenvalues r1=f, and r2, r3, r4, r5, r6 that meets (38) r5+b1r4+b2r3+b3r2+b4r+b5=0,(38) with b1=(Ψ+ΩH2H1e),b2=ΨΩ+H2Ψ+H2Ω+β4Eβ4I2+β3Eβ3I1H1ΨH1Ω+H1H2+β1Sβ1I1+β2Sβ2I2ΨeΩe+H2e+eH1α1k1,b3=H2ΨΩβ4Eβ4I2Ψβ3Eβ3I1Ω+H1ΨΩ+H1H2Ψ+H1H2Ω+H1β4Eβ4I2+H1β3Eβ3I1β1S(β1I1Ωβ1I1H2ηβ3I1)+β2Sβ2I2H2β2Sβ2I2Ψ+β2Sηβ4I2+eΨΩ+eH2Ψ+eH2Ω+eβ4Eβ4I2+eβ3Eβ3I1eH1ΨeH1Ω+eH1H2+eβ1Sβ1I1+eβ2Sβ2I2α1H1k1α1H2k1+α1Ωk1,b4=H1H2ΨΩH1β4Eβ4I2ΨH1β3Eβ3I1Ωβ12I1H2ΩSηβ3I1ΩS+β4Eβ12I1β4I2Sβ1Sβ4Eβ3I1β2I2+β3Eβ3I1β22I2Sβ22I2H2ΨSβ2Sβ3Eβ1I1β4I2β2Sηβ4I2ΨeH2ΨΩeβ4Eβ4I2Ψeβ3Eβ3I1Ω+eH1ΨΩ+eH1H2Ψ+eH1H2Ω+eH1β4Eβ4I2+eH1β3Eβ3I1β12I1ΩeS+β12I1H2eS+eβ1Sηβ3I1+eβ2Sβ2I2H2eβ2Sβ2I2Ψ+eβ2Sηβ4I2α1H1H2k1+α1H1Ωk1+α1H2Ωk1α1β4Eβ4I2k1α1β2Sβ2I2k1+α1k3β1Sβ2I2+α1k3β3Eβ4I2,b5=eH1H2ΨΩeH1β4Eβ4I2ΨeH1β3Eβ3I1Ωβ12I1H2ΩeSeβ1Sηβ3I1Ω+eSβ4Eβ12I1β4I2eβ1Sβ4Eβ3I1β2I2+Eβ33I1β22I2eSeSβ22I2H2Ψeβ2Sβ3Eβ1I1β4I2eβ2Sηβ4I2Ψα1H1H2Ωk1+α1ηβ2Sβ4I2k1+α1β2Sβ2I2H2k1+α1β4Eβ4I2H1k1α1ηβ1Sβ4I2k3α1β1Sβ2I2H2k3α1k3β3Eβ4I2H1. 

Since the characteristic equation has a complicated formula, it is rather difficult to determine the eigenvalues. Hence, we apply the Routh-Hurwitz criteria (Martcheva, Citation2015; Tunc, Citation2009, Citation2007, Citation2002). The characteristics equation has negative roots if and only if b1>0 and

  1. b1b2b3>0,

  2. b1b2b3b32b12b4>0,

  3. b1b2b3b4+2b1b4b5+b2b3b5b12b42b1b22b5b32b4b52>0,

  4. b5>0.

In the next subsection, we present a bifurcation analysis of the HIV/AIDS model.

2.6. Backward bifurcation analysis

To analyze the backward bifurcation, we apply the Center-Manifold Theorem which is introduced in Castillo-Chavez and Song (Citation2004). In the Center-Manifold Theorem, we should calculate two important values, P and Q. These values as a key to determining the type of bifurcation when R0=1. A forward bifurcation occurs when P<0 and Q>0. On the other hand, a backward bifurcation occurs when P>0 and Q>0.

Theorem 2.3

(Backward Bifurcation). If R0<1 and (39) P=2(k3α1a2d)(k3α1ad)(dΛ)((k3α1acd+k3α1β4ηΛ)(k1α1ad+eβ1dΛ+eβ3ηΛeabd)β1Λk3α1d)(k1α1adeβ1dΛeβ3ηΛ+eabd)(acdβ4ηΛ)+2β4(k3α1a2d2)(k3α1ad)(ηd((k3α1acd+k3α1β4ηΛ)(k1α1ad+eβ1dΛ+eβ3ηΛeabd)β1Λk3α1d)β3ηΛk3α1ad+(β4ηΛ)(k1α1ad+eβ1dΛ+eβ3ηΛeabd))(k1α1adeβ1dΛeβ3ηΛ+eabd)>0,(39) then SEI1I2TAR model exhibits a backward bifurcation at R0=1. Oppositely, if P<0 then SEI1I2TAR model exhibits a forward bifurcation at R0=1.

Proof.

First, let the system Equation(1) excluding the last equation, be redefined as follows (40) f1=Λβ1SI1β2SI2aS,(40) (41) f2=ηSβ3EI1β4EI2dE,(41) (42) f3=β1SI1+β3EI1+α1TbI1,(42) (43) f4=β2SI2+β4EI2cI2,(43) (44) f5=k1I1+k3I2eT,(44) (45) f6=k2I2+α2TfA.(45)

Let β2 be the bifurcation parameter. We choose β2 as a bifurcation parameter since it shows the interaction between uneducated and HIV-positive without consuming ARV individuals that give the most contribution to the spread of HIV. It is consistent with the real phenomena in the spread of HIV/AIDS. The value of β2 is obtained from the basic reproduction number and evaluated when R0=1, such that we have (46) β2=acdβ4ηΛdΛ.(46)

By substituting β2 and K0 into the Jacobian matrix Equation(29), we have (47) J(K0,β2*)=(a0β1Λaacd+β4ηΛad00ηdβ3ηΛdaβ4ηΛda0000β1Λa+β3ηΛdab0α1000000000k1k3e0000k2α2f).(47)

Then, we calculate the characteristic equation of |J(K0,β2*)rI|=0 to yield r1=a, r2=d, r3=0, r4=f, and r5,6 that satisfies (48) |β1Λa+β3ηΛdabrα1k1er|=0,(48) which has the same form as the eigenvalues in the free-of-infection stability. From the above calculation, we obtain zero eigenvalues (r3=0) and the other eigenvalues are negative real parts. It means this meets the condition of the Center-Manifold Theorem.

Furthermore, we need to calculate the left and right eigenvectors related to the zero eigenvalues. Then, the right eigenvector is [w1w2w3w4w5w6]T, where w1=(k3α1acd+k3α1β4ηΛ)(k1α1ad+eβ1dΛ+eβ3ηΛeabd)β1Λk3α1dk3α1a2d,w2=η((k3α1acd+k3α1β4ηΛ)(k1α1ad+eβ1dΛ+eβ3ηΛeabd)β1Λk3α1dk3α1a2d)β3ηΛad+(β4ηΛad)(k1α1ad+eβ1dΛ+eβ3ηΛeabdk3α1ad),w3=w3,w4=k1α1ad+eβ1dΛ+eβ3ηΛeabdk3α1ad,w5=β1dΛ+β3ηΛabdα1ad,w6=k1k2α1adk2eβ1dΛk2eβ3ηΛ+k2eabdk3α2β1dΛk3α2β3ηΛ+k3α2abdfk3α1ad.

On the other hand, the left eigenvector is [v1v2v3v4v5v6], where v1=v2=v3=v5=v6=0,v4=v4. Since v1,v2,v3,v5,v6=0, we only need to calculate the second partial derivative of f4. Hence, we have (49) P=v4(w1w42f4SI2(K0,β2)+w2w42f4EI2(K0,β2)+w4w12f4I2S(K0,β2))+v4(w4w22f4I2E(K0,β2)),=2(k3α1a2d)(k3α1ad)(dΛ)((k3α1acd+k3α1β4ηΛ)(k1α1ad+eβ1dΛ+eβ3ηΛeabd)β1Λk3α1d)(k1α1adeβ1dΛeβ3ηΛ+eabd)(acdβ4ηΛ)+2β4(k3α1a2d2)(k3α1ad)(ηd((k3α1acd+k3α1β4ηΛ)(k1α1ad+eβ1dΛ+eβ3ηΛeabd)β1Λk3α1d)β3ηΛk3α1ad+(β4ηΛ)(k1α1ad+eβ1dΛ+eβ3ηΛeabd))(k1α1adeβ1dΛeβ3ηΛ+eabd),(49) (50) Q=v4(w12f4Sβ2(K0,β2)+w22f4Eβ2(K0,β2)+w42f4I2β2(K0,β2)),=(k1α1ad+eβ1dΛ+eβ3ηΛeabdk3α1ad)(Λa).(50)

It is difficult to determine a backward bifurcation occurs when P>0 and Q>0 directly from the EquationEquations (49) and Equation(50), so we will show them in the numerical simulation by using MAPLE software.

3. Numerical simulation

In this part, we give some simulations to illustrate the analytical results. Numerical simulations are carried out using the Runge-Kutta 4th order since this method is suitable for solving the system of ordinary differential equations. Furthermore, we show the dynamics of the HIV/AIDS mathematical formula with the parameter values as in . The local stability of the disease-free equilibrium point is presented in . The basic reproduction number is calculated and we obtain R0=0.0867<1. shows that with NA=(100,5,25,35,20,16) as initial values, the model solutions lead to the no-infection equilibrium point (K0). We can see that for a long time, there is no HIV infection in the population. This numerical solution is consistent with the analytical results. If R0<1 then the free-of-infection equilibrium point (K0) is locally asymptotically stable. As demonstrated by mathematical analysis, the solutions are bounded and positive, as is evident. However, we found that when R0=0.5077<1, the model was unstable disease-free equilibrium point (K0). In , we see the model converges to the endemic equilibrium point. In this case, bi-stability occurs.

Figure 3. The solution of the model converges to a disease-free equilibrium point when R0=0.0867<1.

Figure 3. The solution of the model converges to a disease-free equilibrium point when R0=0.0867<1.

Figure 4. The solution of the model converges to endemic equilibrium point when R0=0.5077<1.

Figure 4. The solution of the model converges to endemic equilibrium point when R0=0.5077<1.

In addition, we simulate multiple parameters β2 in order to provide effect of varying β2 to the basic reproduction number R0 that complies with the sensitivity analysis outcome. The rate of transmission from S to I2, or β2, was discovered to be the most crucial component of both the bifurcation parameter and the HIV/AIDS model. The dynamics of the I1 and I2 subpopulations when we employ a different value of parameter β2 are displayed in . The graph illustrates how raising β2 results in rising R0. This indicates that β2 is involved in the HIV/AIDS epidemic. As can be seen in , I2 is greater than I1 in . Consequently, reducing the rate of transmission from S to I2, for example, by refraining from HIV/AIDS-related sexual contact ().

Figure 5. The dynamics of I1 and I2 subpopulations with different values of β2 and R0.

Figure 5. The dynamics of I1 and I2 subpopulations with different values of β2 and R0.

Figure 6. The dynamics of T and a subpopulations with different values of β2 and R0.

Figure 6. The dynamics of T and a subpopulations with different values of β2 and R0.

shows the existence of bi-stability phenomena. The condition in this work allows for the existence of a stable free-disease and endemic equilibrium points, one of which is stable (blue line) and the other unstable (red-dashed line), despite the fact that R0<1. In this instance, reverse bifurcation causes a bi-stability event. The initial state of the population may affect the final state of the population when backward bifurcation occurs. A backward bifurcation parameter now plays a crucial function as a limit condition of a backward bifurcation. In this paper, β2 is a bifurcation parameter. Using the parameter values presented in , we calculate the values P=5×105>0 and Q=3×101>0 where it satisfies the requirement for backward bifurcation as in the analysis. We calculate P and Q by using MAPLE software. As can be observed, system Equation(1) tends to two different final states, two stable equilibrium points, namely free-disease (FDE) and endemic (EE) equilibrium points, when β2<β2, for the same set of parameter values. Related phenomena of a backward bifurcation can be seen in Fatimah et al. (Citation2021).

Figure 7. Backward bifurcation of HIV/AIDS model.

Figure 7. Backward bifurcation of HIV/AIDS model.

4. Conclusion

The HIV/AIDS model has seven compartments: the uneducated (S), the educated (E), the HIV-positive who are taking ARV (I1), the HIV-positive who are not taking ARV (I2), the people receiving an ARV treatment (T), the people with AIDS who are not receiving any treatment (full-blown AIDS (A), and the recovered (R). The interactions between S, E, I1, and I2 are taken into account in this model. There are both disease-free points and endemic equilibrium points. Whether the equilibrium points are locally stable was investigated using the Routh-Hurwitz criteria. Bi-stability exists when the basic reproduction number is (R0<1). The basic reproduction number below one is insufficient to achieve a disease-free condition because HIV/AIDS is continuously spreading.

The center manifold theory can be used to identify the model’s backward bifurcation. The bifurcation parameter now plays a crucial function as a limit condition of a backward bifurcation. The basic reproduction number was equalized to one before being used to determine the bifurcation parameter value. The result is the rate of HIV transmission from uneducated people to HIV-positive people who do not take antiretroviral therapy (ART) was found as the most important parameter by the HIV/AIDS model. The bifurcation parameter is β2.

We calculated the sensitivity index values using a sensitivity analysis to obtain parameters that significantly contribute to HIV/AIDS transmission. Again, β2 (the rate of transmission from S to I2) was found to be the most important factor in the HIV/AIDS model and bifurcation parameter as well. Therefore, lowering the rate of transmission from S to I2, for instance by avoiding sexual contact between HIV/AIDS infection subpopulations could be a successful intervention to stop the spread of HIV virus. Backward bifurcation is a key component of many mathematical models and is essential for creating control schemes (Buonomo & Vargas-De-León, Citation2013; Fatimah et al., Citation2021). For further work, we add some interventions to the model to stop the spread of HIV, by using a control optimal approach.

The dynamical analysis and proposed model suggest that community social health professionals can raise public awareness of HIV/AIDS to prevent the spread of HIV/AIDS. This can be accomplished through various outreach and education initiatives, including campaigns, counseling, and informational media releases. Comprehensive education and outreach programs must include information on HIV/AIDS transmission, prevention, and treatment.

Acknowledgments

The authors would like to thank Brawijaya University for giving support through Hibah Doktor 2021, No: 1629/UN10.F09/PN/2021.

Disclosure statement

No potential conflict of interest was reported by the authors.

Additional information

Funding

Universitas Brawijaya.

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