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Research Articles

Current logistical capacity is sufficient to deliver the implementation and management of a representative Antarctic protected area system

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ABSTRACT

Antarctica’s terrestrial ecosystems are vulnerable to impacts resulting from climate change and local human activities. The Antarctic Treaty System (ATS) provides for the designation of protected areas through the Protocol on Environmental Protection to the Antarctic Treaty. Unsystematic use of agreed management tools, including Antarctic Specially Protected Areas (ASPAs), has resulted in a protected area system lacking representation across the full range of Antarctic terrestrial ecosystems and Antarctic Conservation Biogeographic Regions (ACBRs). Systematic Conservation Planning (SCP) methods provide established mechanisms to fulfil ATS protected area designation goals. However, how would a continent-wide ASPA system be delivered should appropriate sites be identified using SCP or other methods? Although the rate of area protection has slowed recently, we show that newer Consultative Parties to the Antarctic Treaty are increasingly active as ASPA proponents and may have scope for further engagement with protected area management activities. Furthermore, all 16 ACBRs were found to be within the operational footprint of at least two Parties, indicating that this current logistical footprint could support the implementation and management of a continent-wide ASPA system. Effective management of a representative Antarctic protected areas system could be delivered through greater participation by those Parties with currently more limited protected area management responsibilities and greater use of remote-sensing technologies for protected area monitoring, where appropriate. Crucially, political will to implement an ASPA system identified through SCP approaches may be greater once a pragmatic means of delivery and effective management has been identified.

Introduction

Climate change, pollution from global sources and local impacts are increasingly altering terrestrial Antarctic ecosystems (Bargagli Citation2008; Tin et al. Citation2009; Convey Citation2011). Climate change in the Antarctic Peninsula region has resulted in glacier retreat, ice-shelf collapse and changes in water availability and habitat suitability for some terrestrial communities (Turner et al. Citation2009; Lee et al. Citation2017). Ice-free areas, in particular, are at risk from tourist and national science operator activities (Hughes et al. Citation2011; Convey et al. Citation2012; Bender et al. Citation2016). Local impacts may include habitat destruction, disturbance of wildlife, pollution and the introduction of non-native species (Tin et al. Citation2009; Coetzee & Chown Citation2016; Hughes, Pertierra et al. Citation2015; Hughes et al. Citation2016; Waller et al. Citation2017).

Antarctic conservation is the responsibility of the 40 Parties that are signatories to the Protocol on Environmental Protection to the Antarctic Treaty (that entered into force in 1998), which includes the 29 Consultative Parties to the Antarctic Treaty (signed in 1959, entered into force in 1961), who govern the region south of latitude 60°S (Chown et al. Citation2012). The first Antarctic protected areas were designated in 1966 and included SPAs that protected natural ecosystems and later SSSIs that protected research sites (Hughes et al. Citation2013). The SPAs and SSSIs were designated at a time when it was normal practice to establish protected areas close to scientific stations and research areas. The current system of 72 ASPAs was agreed through Annex V to the Protocol on Environmental Protection to the Antarctic Treaty (adopted in 1991, entered into force 2002) and coordinated by the Antarctic Treaty’s Committee for Environmental Protection. Under Annex V, existing SPAs and SSSIs were re-designated as ASPAs, and new areas were designated subsequently. Once an ASPA is designated, the provisions of the agreed ASPA Management Plan set out what activities are permitted in the area and how these activities should be undertaken. A permit from an appropriate national authority is required for entry to the ASPA and, in general, recreational visits are prohibited (the main exception being ASPAs that encompass historic huts frequently visited by tourists and national operator personnel) and construction of permanent infrastructure, such as research stations is not permitted. In accordance with the Protocol, a review of ASPA management plans must be initiated every five years. Reviews have normally been undertaken by the proponent(s) of the ASPA, although there is nothing in the Protocol to prevent other Parties participating in or take on this role. Parties usually incorporate site visits into this review process to collect new data on the status of the values being protected, and may also undertake more regular monitoring activities.

The Protocol also sets out the goal that protected areas should be designated within a “systematic environmental–geographical framework”, taking into consideration the environmental, scientific, intrinsic and other values present in the Treaty area. A study of the spatial distribution of Antarctica’s biodiversity records on the continent’s ice-free ground identified 16 distinct ACBRs () (Terauds et al. Citation2012; Terauds & Lee Citation2016). However, it has been suggested that the current distribution of ASPAs does not yet provide representative or integrated protection of Antarctica’s regionally distinct biodiversity (Shaw et al. Citation2014; Tin et al. Citation2014; Chown et al. Citation2015; Chown et al. Citation2017; Coetzee et al. Citation2017). For example, ASPAs protecting terrestrial and limnetic biodiversity, of which there are 52, are absent from almost a third of the continent’s ACBRs (Shaw et al. Citation2014; Terauds & Lee Citation2016). Rather, the distribution of protected areas proposed by individual Parties has largely reflected the location of Parties’ research stations, which, in turn, is influenced by factors including national research interests and political considerations (Hughes & Grant Citation2017). Consequently, a disproportionately large number of the ASPAs are located in the vicinity of the proponent Party’s (or Parties’) research stations, and especially in the few regions with established intercontinental links (e.g., ACBR 3 Northwest Antarctic Peninsula and ACBR 9 South Victoria Land) (Hughes et al. Citation2013; Terauds & Lee Citation2016). This distribution may be attributed to the Parties’ familiarity with the scientific and environmental values found in the vicinity of existing infrastructure, and the low-resource cost associated with management of areas found locally (Hughes & Grant Citation2017).

Figure 1. Map of Antarctica showing the ACBRs that encompass the continent’s ice-free areas, research stations and facilities run by Antarctic Treaty Consultative Parties’ national operators and the current network of ASPAs.

Figure 1. Map of Antarctica showing the ACBRs that encompass the continent’s ice-free areas, research stations and facilities run by Antarctic Treaty Consultative Parties’ national operators and the current network of ASPAs.

The CBD Aichi Biodiversity Target 11 calls for at least 17% of terrestrial and inland water, including areas that are ecologically representative, to be conserved and effectively managed by 2020 (UNEP Citation2010). Despite the Treaty area not being subject to the CBD, most of the 53 Antarctic Treaty Parties are CBD signatories. While this may indicate a general acceptance of the CBD principles and targets by nations involved in Antarctic affairs, some Parties may consider existing CBD targets to be less appropriate for Antarctica, given its unique context. Even given this potential perspective, spatial coverage of terrestrial Antarctic protected areas is low, compared with international standards applied outside the Treaty area. Only 1.5% of Antarctica’s ice-free ground is within an ASPA protecting terrestrial biodiversity, compared with a global average of 15.4% (Juffe-Bignoli et al. Citation2014; Shaw et al. Citation2014). Consequently, there may be scope to expand the Antarctic protected areas system, recognizing the standards and targets set in other parts of the world (Chown et al. Citation2017). The use of an SCP approach (Margules & Pressey Citation2000; Pressey & Bottrill Citation2009) would enable identification of representative areas for protection across Antarctica, thereby providing the “systematic environmental–geographical framework” advocated by the Protocol (Annex V Article 2) (Coetzee et al. Citation2017). SCP aims to deliver objective, transparent and effective conservation planning through a staged process including stakeholder involvement, the identification of conservation goals and targets, selecting conservation areas and applying conservation actions therein, and finally maintaining and monitoring established conservation areas (Pressey & Bottrill Citation2009).

Protected areas may have little conservation benefit without management and relevant monitoring, as well as adherence to the associated area management plan by all those operating within the area (Hughes & Grant Citation2017). The effectiveness of conservation planning or management can be defined through its assessment against agreed objectives or goals. In the case of ASPAs, effective management could be evaluated as the extent to which the existing measures are protecting the defined values, and achieving the aims and objectives set out in the management plan. Effective management must therefore include monitoring and data collection activities that are sufficient to provide the information required for management evaluation as part of review processes.

In their paper setting out the stages required for SCP within Antarctica, Coetzee et al. (Citation2017: 676) identified the major challenge of ensuring “that recommendations of the plan are actually implemented by stakeholders”. However, it may be useful to investigate how much logistical capacity exists currently to support the implementation of SCP recommendations, including the designation and management of sites identified for protection across Antarctica. To provide an indication of how much potential there is for greater engagement by Parties in the ASPA system, we investigated each Party’s current involvement in the protected area system by recording the number of ASPAs for which they were a proponent. It should be noted that there may be many reasons why some Parties do not propose ASPAs or actively participate in management plan reviews (see discussion section), and a lack of engagement does not indicate necessarily a lack of interest or agreement as to the importance of the protected area system. We also examined the extent of each Party’s operational footprint within the 16 ACBRs to identify Parties that may have logistical capacity to manage new ASPAs, once identified by the application of SCP methods (Shaw et al. Citation2014; Hughes et al. Citation2016; Coetzee et al. Citation2017). By “operational footprint” we mean the ACBRs where Parties have year-round or summer-only research facilities or have undertaken substantial research activities in the recent past. Although logistical capacity does not necessarily mean available resources exist to manage protected areas, it may indicate the potential for greater engagement by an individual Party, should it deem this appropriate. Finally, we suggest resource-efficient methods to maximize the effectiveness of existing capacity to facilitate further rapid designation and management of identified sites.

Methods

Data concerning existing ASPAs were obtained from their management plans, which are available from the Antarctic Treaty Secretariat website (http://www.ats.aq/e/ep_protected.htm) and information on the number of ASPA within each ACBR was amended from Shaw et al. (Citation2014) and Terauds & Lee (Citation2016). Information on the position and operating status of Antarctic research stations was obtained from the websites of Antarctic national operators or the Council of Managers of National Antarctic Programs (https://www.comnap.aq/Members/SitePages/Home.aspx).

Results

Existing ASPA management responsibilities

Some Parties take on more responsibility for the management of the existing 72 ASPAs than others. Thirteen of the 29 Consultative Parties to the Antarctic Treaty do not act as proponents for any ASPAs and 11 Parties are proponents for four ASPAs or fewer (). In contrast, five Parties (Australia, Chile, New Zealand, the UK and the US—all of whom are original signatories to the Antarctic Treaty) are proponents or joint proponents for over 80% of all ASPAs and 75% of ASPAs protecting terrestrial and limnetic biodiversity. Before Annex V to the Protocol entered into force in 2002, 11 Parties acted as proponents of protected areas, comprising 10 out of the 12 original signatories to the Treaty and one later signatory (Poland). After Annex V entered into force, the number of original signatories proposing new ASPAs fell, while the total number of ATCPs had risen from 12 in 1959 to 27 by 2002 (and stands at 29 in 2018). Only seven Parties proposed ASPAs after 2002 and of those, five acted as proponents or co-managing Parties for only one new ASPA. However, five new Parties became ASPA proponents or co-managing Parties for the first time (Italy, India, China, Korea and Spain), all of whom became Consultative Parties in the 1980s. This demonstrates a gradual shift away from original signatories being the drivers of area protection, and the more active engagement of newer Consultative Parties since Annex V entered into force.

Table 1. Timeframe over which Consultative Parties became proponents for Antarctic protected areas.

National operator footprint and protected areas within ACBRs

The number of Parties whose operational footprint (including infrastructure) extends into each ACBR differs greatly. ACBR 3 Northwest Antarctic Peninsula is within the operational footprint of 18 Parties and contains 43 facilities. In comparison, ACBR 14 Ellsworth Land is within the operational footprint of only two Parties and contain no substantial long-term facilities (). Nevertheless, the combined operational footprint of all the Parties active in Antarctica encompasses all the ACBRs, and therefore almost all of the continent’s ice-free regions and associated biodiversity. For each ACBR, when the number of ASPAs was compared with the number of Parties whose operational footprint extends there, it was clear that some ACBRs occupied by several Parties contain relatively few or no ASPAs (). For example, ACBR 6 Dronning Maud Land (5523 km2) is within the operational footprint of 10 Parties, yet only two ASPAs have been designated, with a combined area of 10.8 km2. Similarly, ACBR 1 Northeast Antarctic Peninsula (1215 km2) is within the operational footprint of six Parties, but contains no ASPAs protecting biodiversity.

Table 2. Antarctic Treaty Parties with a substantial operational footprint within each ACBR. Party names in boldface indicate the presence of a station or other long-term infrastructure within the ACBR.

Discussion

Several academic authors have highlighted the unrepresentativeness of the current ASPA system and suggested the need for further protection (Shaw et al. Citation2014; Hughes, Cowan et al. Citation2015; Hughes et al. Citation2016). Despite this, the rate of ASPA designation in the past 10 years has roughly halved compared to earlier periods (Hughes & Grant Citation2017), which in large part may be due to the lack of a coherent strategy for Antarctic area protection. Parties are still working towards the co-ordinated delivery of a network of protected areas identified within a systematic environmental-geographical framework, as envisioned during the negotiation of the Protocol, but this goal may be supported through the use of established SCP methods (Coetzee et al. Citation2017). With the majority of ASPAs having an area of less than 5 km2 (Hughes & Convey Citation2010) and only 1.5% of ice-free ground under special protection (Shaw et al. Citation2014), the scale of individual areas identified for special protection within each ACBR may need further consideration, with a move towards designation of larger areas likely to help fulfil conservation needs. This is particularly important if the proportion of Antarctic under special protection is to be equivalent to other parts of the world (e.g. Aichi Target 11 of the Strategic Plan for Biodiversity 2011–2020 aims for protection of at least 17% of terrestrial and inland water areas).

Drivers of the Antarctic protected area system over time

In this study, we examined which Parties were proponents of protected areas before and after Annex V to the Protocol entered into force in 2002 and the concept of a “systematic environmental–geographic framework” was established. Up until 2002, SPAs and SSSIs were designated when it was normal practice to establish protected areas close to prioritized research areas and research stations (see Hughes & Grant Citation2017). During this time Parties that were original signatories to the Treaty were the main drivers of the protected areas system (). However, after 2002, all of the Parties that became proponents for ASPAs for the first time had gained consultative status in the 1980s and were not original signatories to the Treaty. Furthermore, the rate of ASPA proposal by some original signatories declined dramatically; for example, the UK, New Zealand and Chile proposed 12, 10 and eight protected areas, respectively, prior to 2002, but proposed only one or none after that date. Of the original signatory Parties, only Australia has increased its rate of proposing protected areas since 2002. Overall, this demonstrates a gradual shift away from original signatories being the drivers of area protection, and the more active engagement of newer Consultative Parties since Annex V entered into force. What could be the reasons for this shift? Until recently the majority of ASPA proposal and management activity has been undertaken by a small number of Parties and original signatories in particular (see ). However, it is unclear how much more capacity these Parties may have for further protected area management, making participation of a wider range of Parties important. The costs of administrative and field activities associated with ASPA designation and management may be minor relative to overall Antarctic logistical costs, but they may still represent a substantial proportion of resources currently allocated by Parties for environmental monitoring, management and protection in accordance with the Protocol (Hughes Citation2010). During the five-year ASPA management plan review cycle, for each area, managing Parties may need to allocate resources to provide some or all of the following: (i) transportation to the area; (ii) scientific and logistic staff time to support a site visit; (iii) scientific and field equipment; (iv) on-site environmental management (e.g. provision of signage or boundary markers); (v) appropriate scientific expertise for sample or data analysis post-visit; (vi) expertise for drafting or reviewing/revising the ASPA management plan, including the generation of site maps; and (vii) presentation of the revised management plan for consideration by the Committee for Environmental Protection and the Antarctic Treaty Consultative Meeting. Therefore, given the larger spatial scale of a fully representative protected area system, and that limited resources may be available for on-going management, new and more efficient ASPA management practices may need to be considered, including for example shared logistics, designation of fewer but larger ASPAs, or monitoring using remote-sensing technology (discussed further below). If Antarctica’s protected areas are to be effective the development and agreement of a more coordinated ASPA management system will be need to deliver more consistent monitoring data and better organiszation and joined-up planning of site visitation by different Parties.

Identifying potential logistical capacity to further develop the protected areas system

In this study we identify the number of protected areas for which each state acts as the proponent or managing Party. Parties that, up until now, have not acted as proponents to high numbers of protected areas may have the logistical capacity to drive forward the next phase of protected area designation and effective management within a wider Antarctic protected area system, once identified by SCP or other conservation planning approaches. However, we do recognize that the spatially limited logistic capacity of some national operators may reduce opportunities for engagement in this process for some Parties. For the continent as a whole, 11 Consultative Parties were recorded as proponents for four or fewer ASPAs, while a further 13 Consultative Parties were not proponents for any ASPAs ( and ). Factors influencing each Party’s level of engagement with ASPA designation may include (i) different cultural and ideological perspectives on the benefits of protected areas (Bastmeijer & Tin 2014; Bastmeijer Citation2009); (ii) different views on the level of threat to areas not yet covered by the ASPA system, resulting in other aspect of Antarctic management being prioritized; (iii) an absence of locations meriting special protection (as defined by the Protocol) within the operational footprint of some of the Parties; (iv) a lack of awareness or political will to engage with this element of the ATS; or (v) a decision to focus available resources on other scientific or logistical priorities. Nevertheless, capacity may exist within these Parties to take on a greater role in further developing the protected area system as part of an internationally co-ordinated initiative.

Examination of the number of operationally active Parties and ASPAs within each ACBR revealed that the number of Parties active in an ACBR was not always consistent with the number of ASPAs (). However, for some ACBRs where few ASPAs have been designated to date, the operational presence of several Parties may provide scope for further area protection to be established as part of the SCP process. Continent-wide SCP should be an ongoing process of review and management, but once initiated, and potential sites for development of a representative system of ASPAs have been identified and agreed, Parties operating in these ACBRs may be well-placed to manage the sites using existing local logistical capacity, acting either individually or as part of a wider consortium. The most striking opportunities for further protection of biodiversity may be within ACBR 6 Dronning Maud Land, where to date only two ASPAs have been designated for this purpose (equivalent to only 0.2% of ACBR 6), yet 10 Parties are active in the region, and ACBR 1 Northeast Antarctic Peninsula where at least six Parties are active, yet no ASPAs have been designated for protection of biodiversity. Encouragingly, Belgium has indicated an interest in working towards the designation of an ASPA in ACBR 6 (Belgium Citation2017) and the Czech Republic is leading an international initiative to develop a protected area management plan for sites on James Ross Island (UK & Czech Republic Citation2015). Neither of these Parties have acted previously as ASPA proponents, indicating a will by some previously less engaged Parties to become more actively involved in protected area management.

Our study showed that almost half of the ACBRs were within the operational footprint of only three or fewer Parties. However, in recent years the operational footprints of many Parties have continued to expand to support developing scientific requirements (Tin et al. Citation2009; Tin et al. Citation2014). This trend is likely to continue and may explain why ASPAs are being designated increasingly at locations that are more distant (> 100 km) from the proponent Party’s nearest research station (Hughes & Grant Citation2017). While an expansion in the footprint of a greater number of Parties may result in increasing human impact it may also facilitate opportunities for greater engagement in management of protected areas across more remote areas of Antarctica (Pertierra et al. Citation2017).

Developing a pragmatic approach to protected area management

Expanding the Antarctic protected area system so that it represents the full range of values found across the continent will have implications for resources, but opportunities may exist for cost savings. In accordance with the Protocol, the review of an ASPA management plan must be initiated every five years, and traditionally Parties have incorporated site visits into this process where possible. Some current ASPAs, and candidate areas that may be identified in future planning approaches, are likely to be distant from research stations (up to several hundred kilometres) making site visits for management and monitoring purposes logistically challenging and potentially resource intensive. However, the Protocol does not make site visits a mandatory part of the five-year review process. For ASPAs designated to protect representative habitats in remote areas subject to little human activity, less frequent management visitations may be appropriate (e.g. once every 10–20 years). Rather, review of their status may be achieved using remote-sensing techniques with satellite (Casanovas et al. Citation2015; Hughes et al. Citation2016), aircraft (Levy et al. Citation2014) and/or Remotely Piloted Aircraft System platforms (Chabot & Bird Citation2015; Christie et al. Citation2016; Rümmler et al. Citation2016), although it is acknowledged that use of these methods will have their own associated costs. Available logistical capacity could then be redirected to designate and manage further and possibly larger representative ASPAs, in accordance with the agreed distribution identified by the planning process. Indeed, some ASPAs may be designated as “inviolate” areas that would, by their nature, require no management site visits at all (Hughes et al. Citation2011, Hughes, Cowan et al. Citation2015). Sharing the responsibility for monitoring activities and ASPA reviews would also help to decrease the workload of individual Parties in relation to protected area management. This could be achieved through the designation of more ASPAs with joint or multiple proponents, or by developing collaborative activities with other Parties more active in the area (e.g., Spain recently joined the UK and Chile as a co-managing Party for ASPA 126 Byers Peninsula, Livingston Island) (Hughes & Grant Citation2017).

Conclusions

The recent slowdown in terrestrial Antarctic protected areas designation is a cause for concern (Hughes & Grant Citation2017). A strategic and systematic update of the Antarctic-protected areas system is needed in accordance with the principles of the Protocol (Shaw et al. Citation2014). Several authors have advocated the use of systematic methods, such as SCP, to provide representative area protection across all of Antarctica (Terauds et al. Citation2012; Shaw et al. Citation2014; Hughes et al. Citation2016; Coetzee et al. Citation2017). Should the recommendations from SCP be agreed by the Antarctic Treaty Consultative Parties, implementation would require coordinated and systematic visitation, protected area designation and ongoing management of identified sites. Crucially, political will to designate and manage candidate sites identified by SCP is likely to be greater if a pragmatic means of delivery has been identified. In response, this study has shown that newer Consultative Parties are becoming increasing engaged in area protection and that current logistical capacity within the Parties is sufficient to deliver a representative Antarctic-protected area system. Using SCP, the Scientific Committee on Antarctic Research is well-placed to provide independent advice on suitable areas for protection. Furthermore, the Scientific Committee on Antarctic Research, the Committee for Environmental Protection and the Commission for the Conservation of Antarctic Marine Living Resources may all propose areas for ASPA designation, but have yet to do so. Adoption of a stronger co-ordination role by these organizations, combined with untapped administrative and logistical capacity within the Parties, could greatly enhance the provision of area protection throughout Antarctica. Finally, future protected area planning could harmonize Antarctica Treaty Parties’ protected area aspirations with global standards (Shaw et al. Citation2014; Hughes et al. Citation2016; Chown et al. Citation2017).

Acknowledgements

This paper contributes to the BAS Polar Science for Planet Earth Ecosystems programme, the BAS Environment Office Long Term Monitoring and Survey project and the State of the Antarctic Ecosystem research programme of the Scientific Committee on Antarctic Research. The authors are supported by Natural Environment Research Council core funding to BAS. Laura Gerrish is thanked for map preparation. We also thank two anonymous reviewers for their helpful comments that greatly improved this work.

Disclosure statement

No potential conflict of interest was reported by the authors.

Additional information

Funding

This work was supported by the British Antarctic Survey (core funding).

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